Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HAWK RESOURCES LIMITED. Capital/Financing Update 2023

Nov 12, 2023

65081_rns_2023-11-12_a3dbd556-42ba-4c2e-9e17-c4d4510264b7.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Announcement Summary

Entity name

ALDERAN RESOURCES LIMITED

Announcement Type

New announcement

Date of this announcement

Monday November 13, 2023

The +securities to be quoted are:

==> picture [8 x 8] intentionally omitted <==

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
AL8 ORDINARY FULLY PAID 490,166,662 13/11/2023
AL8OA OPTION EXPIRING 09-SEP-2025 320,083,331 13/11/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

1 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Part 1 - Entity and announcement details

1.1 Name of entity

ALDERAN RESOURCES LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 55165079201

1.3 ASX issuer code

AL8

1.4 The announcement is

==> picture [8 x 8] intentionally omitted <==

New announcement

1.5 Date of this announcement

13/11/2023

Application for quotation of +securities

2 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

==> picture [8 x 8] intentionally omitted <==

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
20-Sep-2023 09:46 New - Proposed issue of securities - A placement or other type of issue
AL8

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

3 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description AL8 : ORDINARY FULLY PAID

Issue date 13/11/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held
Number of +securities held Number of holders For example, to enter a value of 50%
please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %

Application for quotation of +securities

4 / 10

Application for quotation of +securities

Issue details

==> picture [21 x 22] intentionally omitted <==

Number of +securities to be quoted 291,666,662 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.00600000 Any other information the entity wishes to provide about the +securities to be quoted Issue of Shares under the Capital Raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Number of +securities to be quoted 17,500,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares as consideration for Lead Manager services relating to the capital raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 31,000,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares in lieu of unpaid Director fees as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000

Application for quotation of +securities

5 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

Any other information the entity wishes to provide about the +securities to be quoted N/A

Number of +securities to be quoted

150,000,000

Are the +securities being issued for a cash consideration?

==> picture [9 x 8] intentionally omitted <==

No

Please describe the consideration being provided for the +securities

Issue of Consideration Shares for the acquisition of Parabolic Lithium Pty Ltd as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000

Any other information the entity wishes to provide about the +securities to be quoted

50% of these Consideration Shares (75,000,000) will be escrowed for 6 months from date of issue.

ASX +security code and description

AL8OA : OPTION EXPIRING 09-SEP-2025

Issue date

13/11/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held
Number of +securities held Number of holders For example, to enter a value of 50%
please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %

Application for quotation of +securities

6 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

==> picture [540 x 710] intentionally omitted <==

Application for quotation of +securities

7 / 10

Application for quotation of +securities

Issue details

==> picture [21 x 22] intentionally omitted <==

Number of +securities to be quoted

145,833,331

Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of free attaching Quoted Options under the Capital Raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.002000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 15,500,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares in lieu of unpaid Director fees as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.002000 Any other information the entity wishes to provide about the +securities to be quoted N/A

Number of +securities to be quoted 100,000,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Consideration Options for the acquisition of Parabolic Lithium Pty Ltd as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

Application for quotation of +securities

8 / 10

Application for quotation of +securities

==> picture [21 x 22] intentionally omitted <==

+securities to be quoted

0.002000

Any other information the entity wishes to provide about the +securities to be quoted N/A

Number of +securities to be quoted

58,750,000 Are the +securities being issued for a cash consideration? No

Please describe the consideration being provided for the +securities

Issue of Quoted Options as consideration for Lead Manager services relating to the capital raising announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

0.002000

Any other information the entity wishes to provide about the +securities to be quoted

N/A

Application for quotation of +securities

9 / 10

Application for quotation of +securities

Part 4 - Issued capital following quotation

==> picture [21 x 22] intentionally omitted <==

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
AL8 : ORDINARY FULLY PAID 1,106,861,306
AL8OA : OPTION EXPIRING 09-SEP-2025 730,872,025

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of
ASX +security code and description +securities on issue
AL8AH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 20,000,000
AL8AM : OPTION EXPIRING 27-MAY-2024 EX $0.11 5,000,000
AL8AN : OPTION EXPIRING 27-MAY-2024 EX $0.15 5,000,000

Application for quotation of +securities

10 / 10