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HAWK RESOURCES LIMITED. — Capital/Financing Update 2023
Nov 12, 2023
65081_rns_2023-11-12_a3dbd556-42ba-4c2e-9e17-c4d4510264b7.pdf
Capital/Financing Update
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Application for quotation of +securities
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Announcement Summary
Entity name
ALDERAN RESOURCES LIMITED
Announcement Type
New announcement
Date of this announcement
Monday November 13, 2023
The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| AL8 | ORDINARY FULLY PAID | 490,166,662 | 13/11/2023 |
| AL8OA | OPTION EXPIRING 09-SEP-2025 | 320,083,331 | 13/11/2023 |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ALDERAN RESOURCES LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number 55165079201
1.3 ASX issuer code
AL8
1.4 The announcement is
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New announcement
1.5 Date of this announcement
13/11/2023
Application for quotation of +securities
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Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 20-Sep-2023 09:46 | New - Proposed issue of securities - | A placement or other type of issue |
| AL8 |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No
Application for quotation of +securities
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Application for quotation of +securities
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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description AL8 : ORDINARY FULLY PAID
Issue date 13/11/2023
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Total percentage of +securities held | ||
|---|---|---|
| Number of +securities held | Number of holders | For example, to enter a value of 50% |
| please input as 50.00 | ||
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % |
Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted 291,666,662 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.00600000 Any other information the entity wishes to provide about the +securities to be quoted Issue of Shares under the Capital Raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Number of +securities to be quoted 17,500,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares as consideration for Lead Manager services relating to the capital raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 31,000,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares in lieu of unpaid Director fees as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000
Application for quotation of +securities
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Application for quotation of +securities
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Any other information the entity wishes to provide about the +securities to be quoted N/A
Number of +securities to be quoted
150,000,000
Are the +securities being issued for a cash consideration?
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No
Please describe the consideration being provided for the +securities
Issue of Consideration Shares for the acquisition of Parabolic Lithium Pty Ltd as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.006000
Any other information the entity wishes to provide about the +securities to be quoted
50% of these Consideration Shares (75,000,000) will be escrowed for 6 months from date of issue.
ASX +security code and description
AL8OA : OPTION EXPIRING 09-SEP-2025
Issue date
13/11/2023
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
| Total percentage of +securities held | ||
|---|---|---|
| Number of +securities held | Number of holders | For example, to enter a value of 50% |
| please input as 50.00 | ||
| 1 - 1,000 | % | |
| 1,001 - 5,000 | % | |
| 5,001 - 10,000 | % | |
| 10,001 - 100,000 | % | |
| 100,001 and over | % |
Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
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Application for quotation of +securities
Issue details
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Number of +securities to be quoted
145,833,331
Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of free attaching Quoted Options under the Capital Raising as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.002000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 15,500,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Shares in lieu of unpaid Director fees as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.002000 Any other information the entity wishes to provide about the +securities to be quoted N/A
Number of +securities to be quoted 100,000,000 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Issue of Consideration Options for the acquisition of Parabolic Lithium Pty Ltd as announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
Application for quotation of +securities
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Application for quotation of +securities
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+securities to be quoted
0.002000
Any other information the entity wishes to provide about the +securities to be quoted N/A
Number of +securities to be quoted
58,750,000 Are the +securities being issued for a cash consideration? No
Please describe the consideration being provided for the +securities
Issue of Quoted Options as consideration for Lead Manager services relating to the capital raising announced on 20 September 2023 and approved at the Annual General Meeting held on 8 November 2023.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.002000
Any other information the entity wishes to provide about the +securities to be quoted
N/A
Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AL8 : ORDINARY FULLY PAID | 1,106,861,306 |
| AL8OA : OPTION EXPIRING 09-SEP-2025 | 730,872,025 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AL8AH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 20,000,000 |
| AL8AM : OPTION EXPIRING 27-MAY-2024 EX $0.11 | 5,000,000 |
| AL8AN : OPTION EXPIRING 27-MAY-2024 EX $0.15 | 5,000,000 |
Application for quotation of +securities
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