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HAWK RESOURCES LIMITED. — Capital/Financing Update 2022
Oct 9, 2022
65081_rns_2022-10-09_37abc513-ca01-4c0c-866a-6d766b5f18c7.pdf
Capital/Financing Update
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Application for quotation of +securities
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Announcement Summary
Entity name
ALDERAN RESOURCES LIMITED
Announcement Type
New announcement
Date of this announcement
Monday October 10, 2022
The +securities to be quoted are:
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Other
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| AL8OA | OPTION EXPIRING 09-SEP-2025 DEFERRED | 8,780,654 | 10/10/2022 |
Refer to next page for full details of the announcement
Application for quotation of +securities
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Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ALDERAN RESOURCES LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number 55165079201
1.3 ASX issuer code
AL8
1.4 The announcement is
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New announcement
1.5 Date of this announcement
10/10/2022
Application for quotation of +securities
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Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
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Other
2.2 The +securities to be quoted are:
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Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS? No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
These securities relate to the Shortfall Fee Options as outlined in the Prospectus dated 6 September 2022 and as approved by Shareholders at the General Meeting held on 2 September 2022. The number of securities (if any) to be issued was only know following completion of the Option Entitlement Offer hence an Appendix 3B was not released previously.
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a +disclosure document or +PDS for the +securities to be quoted
Application for quotation of +securities
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Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class
ASX +security code and description AL8OA : OPTION EXPIRING 09-SEP-2025 DEFERRED
Issue date 10/10/2022 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Issue details Number of +securities to be quoted 8,780,654 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Services provided by Lead Manager in relation to placement of shortfall under Option Entitlement Offer.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.001000 Any other information the entity wishes to provide about the +securities to be quoted This issue of the Shortfall Fee Options was approved by Shareholders at the General Meeting held on 2 September 2022. The purpose(s) for which the entity is issuing the securities To pay for services rendered Please provide additional details
Services provided by Lead Manager in relation to placement of shortfall under Option Entitlement Offer.
Application for quotation of +securities
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Application for quotation of +securities
Part 4 - Issued capital following quotation
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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AL8 : ORDINARY FULLY PAID | 578,266,080 |
| AL8OA : OPTION EXPIRING 09-SEP-2025 DEFERRED | 297,913,694 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AL8AK : OPTION EXPIRING 03-AUG-2023 EX 19.5C | 3,500,000 |
| AL8AL : OPTION EXPIRING 03-AUG-2023 EX 22.5C | 3,500,000 |
| AL8AI : OPTION EXPIRING 30-JUN-2023 EX 8C | 10,000,000 |
| AL8AQ : OPTION EXPIRING 09-SEP-2025 EX $0.016 | 110,775,000 |
| AL8AH : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 20,000,000 |
| AL8AM : OPTION EXPIRING 27-MAY-2024 EX $0.11 | 5,000,000 |
| AL8AN : OPTION EXPIRING 27-MAY-2024 EX $0.15 | 5,000,000 |
Application for quotation of +securities
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Application for quotation of +securities
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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
2/9/2022
Application for quotation of +securities
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