HAVERTY FURNITURE COMPANIES INC

Major Shareholding Notification • Oct 10, 2017

SC 13G/A 1 d460154dsc13ga.htm NWQ INVESTMENT MANAGEMENT COMPANY, LLC NWQ Investment Management Company, LLC

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 2)*

Haverty Furniture Companies, Inc.

(Name of Issuer)

Common

(Title of Class of Securities)

419596101

(CUSIP Number)

September 30, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

PAGE 1 OF 5 PAGES

| 1 | NAME OF
REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NWQ Investment Management Company,
LLC 47-0875103 | |
| --- | --- | --- |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐ N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware - U.S.A. | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 969,650 |
| | 6 | SHARED VOTING POWER 0 |
| | 7 | SOLE DISPOSITIVE POWER 969,650 |
| | 8 | SHARED DISPOSITIVE POWER 0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 969,650 | |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES N/A | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9 4.99 | |
| 12 | TYPE OF REPORTING PERSON* IA | |

PAGE 2 OF 5 PAGES

Item 1(a)	Name of Issuer:
	Haverty Furniture Companies, Inc.
Item 1(b)	Address of Issuer’s Principal Executive Offices:
	780 Johnson Ferry Road, Suite 800
	Atlanta, GA 30342
Item 2(a)	Name of Person Filing:
	NWQ Investment Management Company, LLC
Item 2(b)	Address of the Principal Office or, if none, Residence:
	2049 Century Park East, 16 th Floor
	Los Angeles, CA 90067
Item 2(c)	Citizenship:
	Delaware – U.S.A.
Item 2(d)	Title of Class of Securities:
	Common
Item 2(e)	CUSIP Number:
	419596101
Item 3	If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
	(e)	☒ An investment advisor in accordance with section 240.13d-1(b)(1)(ii)(E)
Item 4	Ownership:
	(a)	Amount Beneficially Owned:
		969,650
	(b)	Percent of Class:
		4.99%
	(c)	Number of shares as to which such person has:
	(i)	sole power to vote or direct the vote:
		969,650
	(ii)	shared power to vote or direct the vote:
		0
	(iii)	sole power to dispose or to direct the disposition of:
		969,650
	(iv)	shared power to dispose or to direct the disposition of:
		0
Item 5	Ownership of Five Percent or Less of a Class:
	If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following ☒.

PAGE 3 OF 5 PAGES

Item 6	Ownership of More than Five Percent on Behalf of Another Person:
	Not applicable.
Item 7	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
	Not applicable.
Item 8	Identification and Classification of Members of the Group:
	Not applicable.
Item 9	Notice of Dissolution of a Group:
	Not applicable.
Item 10	Certification:
	By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of such securities and were were not acquired in connection with or as a participant in any transaction having such purpose or effect.

PAGE 4 OF 5 PAGES

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 10, 2017
NWQ Investment Management Company, LLC
By:	/S/ Jon D. Bosse
	Jon D. Bosse
	Chief Investment Officer

PAGE 5 OF 5 PAGES