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HASTINGS TECHNOLOGY METALS LTD — Major Shareholding Notification 2021
Apr 21, 2021
65037_rns_2021-04-21_98e2f76a-12b1-4c3b-a58e-5af04ffb0c5c.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme HASTINGS TECHNOLOGY METALS LIMITED ACN/ARSN ACN 122 911 399
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 19-Apr-2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Persons' votes(5) | Voting power(6) |
|---|---|---|---|
| Common Stock | 88,830,697 | 88,830,697 | 5.11% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Class and number of securities |
|---|---|---|
| Credit Suisse AG | Votingrights and right to dispose | 450,000 Common Stock |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Voting rights and right to dispose | 2,340,697 Common Stock |
| Credit Suisse AG, Dublin Branch | Holder of securities subject to an obligation to return under a securities lendingagreement |
86,040,000 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Class and number of securities |
| Credit Suisse AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse AG | 450,000 Common Stock |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
2,340,697 Common Stock |
| Credit Suisse AG, Dublin Branch |
CS Third Nominees Pty Limited(ACN 007 053 849) |
Credit Suisse AG, Dublin Branch |
86,040,000 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
1
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Holder of relevant Class and number of
interest Date of acquisition Consideration (9) securities
Cash Non-cash
Credit Suisse Equities 21-Dec-20 32,190.55 AUD 171,242 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Dec-20 22,969.33 AUD 122,946 Common Stock
(Australia) Limited
Credit Suisse Equities
21-Dec-20 22,655.0 AUD -126,000 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Dec-20 4,000.07 AUD 21,053 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Dec-20 20,158.38 AUD 113,420 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Dec-20 14,690.20 AUD -81,890 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Dec-20 10,405.81 AUD -54,418 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Dec-20 7,794.0 AUD 43,300 Common Stock
(Australia) Limited
Credit Suisse Equities
24-Dec-20 4,971.45 AUD -26,767 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Dec-20 23,868.58 AUD -125,333 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Dec-20 8,224.36 AUD 44,456 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Dec-20 5,852.52 AUD 32,514 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Dec-20 15,237.84 AUD -85,199 Common Stock
(Australia) Limited
Credit Suisse Equities 30-Dec-20 8,373.42 AUD -46,432 Common Stock
(Australia) Limited
Credit Suisse Equities 30-Dec-20 2,787.58 AUD 15,068 Common Stock
(Australia) Limited
Credit Suisse Equities 31-Dec-20 7,752.96 AUD 43,072 Common Stock
(Australia) Limited
Credit Suisse Equities 31-Dec-20 16,820.36 AUD 96,564 Common Stock
(Australia) Limited
Credit Suisse Equities
31-Dec-20 14,559.08 AUD -77,424 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Jan-21 2,746.83 AUD -14,457 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Jan-21 9,177.85 AUD 49,610 Common Stock
(Australia) Limited
Credit Suisse Equities
4-Jan-21 2,127.50 AUD 11,500 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Jan-21 3,445.50 AUD -19,600 Common Stock
(Australia) Limited
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Credit Suisse Equities 6-Jan-21 9,697.34 AUD 50,237 Common Stock
(Australia) Limited
Credit Suisse Equities 6-Jan-21 23,718.27 AUD 121,180 Common Stock
(Australia) Limited
Credit Suisse Equities 6-Jan-21 3,792.03 AUD -20,986 Common Stock
(Australia) Limited
Credit Suisse Equities 7-Jan-21 6,975.0 AUD 31,000 Common Stock
(Australia) Limited
Credit Suisse Equities 7-Jan-21 9,879.21 AUD -52,368 Common Stock
(Australia) Limited
Credit Suisse Equities
7-Jan-21 6,623.96 AUD 33,969 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Jan-21 2,000.0 AUD 8,000 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Jan-21 6,119.40 AUD -30,597 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Jan-21 14,711.21 AUD 65,808 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Jan-21 33,077.47 AUD 148,328 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Jan-21 6,197.97 AUD 30,234 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Jan-21 6,531.60 AUD -32,658 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Jan-21 7,937.30 AUD 38,406 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Jan-21 10,580.0 AUD -45,500 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Jan-21 1,955.0 AUD -8,000 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Jan-21 8,060.67 AUD 38,246 Common Stock
(Australia) Limited
Credit Suisse Equities 13-Jan-21 3,989.37 AUD 18,997 Common Stock
(Australia) Limited
Credit Suisse Equities
13-Jan-21 15,851.36 AUD -71,888 Common Stock
(Australia) Limited
Credit Suisse Equities 13-Jan-21 3,855.23 AUD 18,445 Common Stock
(Australia) Limited
Credit Suisse Equities 14-Jan-21 3,632.40 AUD -16,144 Common Stock
(Australia) Limited
Credit Suisse Equities
14-Jan-21 8,132.15 AUD 39,669 Common Stock
(Australia) Limited
Credit Suisse Equities 14-Jan-21 20.0 AUD 100 Common Stock
(Australia) Limited
Credit Suisse Equities 14-Jan-21 5,256.50 AUD 26,000 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Jan-21 4,377.55 AUD 21,110 Common Stock
(Australia) Limited
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Credit Suisse Equities 15-Jan-21 6,561.69 AUD -30,886 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Jan-21 44,148.96 AUD 213,093 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Jan-21 22,197.32 AUD 105,592 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Jan-21 3,919.75 AUD -18,900 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Jan-21 7,468.10 AUD -35,610 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Jan-21 23,722.19 AUD 112,515 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Jan-21 9,676.64 AUD 46,011 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Jan-21 18,491.88 AUD -86,688 Common Stock
(Australia) Limited
Credit Suisse Equities
20-Jan-21 16,263.10 AUD 75,251 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Jan-21 7,199.93 AUD 33,333 Common Stock
(Australia) Limited
Credit Suisse Equities 20-Jan-21 21.50 AUD -100 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Jan-21 6,620.0 AUD 28,000 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Jan-21 40,133.32 AUD 169,955 Common Stock
(Australia) Limited
Credit Suisse Equities 21-Jan-21 100,592.27 AUD 426,099 Common Stock
(Australia) Limited
Credit Suisse Equities
21-Jan-21 8,521.37 AUD -40,622 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Jan-21 7,063.61 AUD -32,854 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Jan-21 1,178.76 AUD 5,016 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Jan-21 27,100.0 AUD 110,000 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Jan-21 99,905.25 AUD -425,299 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Jan-21 19,951.25 AUD 78,805 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Jan-21 6,730.0 AUD -28,000 Common Stock
(Australia) Limited
Credit Suisse Equities 27-Jan-21 5,349.74 AUD 20,999 Common Stock
(Australia) Limited
Credit Suisse Equities 27-Jan-21 4,891.76 AUD -20,816 Common Stock
(Australia) Limited
Credit Suisse Equities 28-Jan-21 27,225.0 AUD -105,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 28-Jan-21 69.0 AUD 300 Common Stock
(Australia) Limited
Credit Suisse Equities 28-Jan-21 26,129.97 AUD 116,013 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Jan-21 8,440.78 AUD -31,852 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Jan-21 10,850.62 AUD 49,321 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Jan-21 8,410.27 AUD 37,265 Common Stock
(Australia) Limited
Credit Suisse Equities
29-Jan-21 7,999.74 AUD -30,999 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Feb-21 8,284.46 AUD -35,671 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Feb-21 17,189.76 AUD 81,856 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Feb-21 3,800.0 AUD 18,750 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Feb-21 4,562.25 AUD 21,725 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Feb-21 3,790.20 AUD 17,280 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Feb-21 22.0 AUD 100 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Feb-21 18,058.77 AUD -79,665 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Feb-21 11,894.66 AUD -56,743 Common Stock
(Australia) Limited
Credit Suisse Equities
4-Feb-21 16,249.42 AUD 73,861 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Feb-21 3,715.38 AUD -17,229 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Feb-21 3,641.44 AUD -16,552 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Feb-21 110.0 AUD 500 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Feb-21 273.0 AUD 1,300 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Feb-21 1,540.0 AUD -7,000 Common Stock
(Australia) Limited
Credit Suisse Equities
9-Feb-21 2,420.0 AUD 11,000 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Feb-21 42,330.50 AUD 206,100 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Feb-21 2,420.0 AUD -11,000 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Feb-21 63,900.64 AUD 323,215 Common Stock
(Australia) Limited
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Credit Suisse Equities 12-Feb-21 12,814.41 AUD -61,021 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Feb-21 3,360.0 AUD -16,000 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Feb-21 16,404.0 AUD -82,020 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Feb-21 71,858.0 AUD -355,100 Common Stock
(Australia) Limited
Credit Suisse Equities 16-Feb-21 631.67 AUD -3,147 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Feb-21 800.0 AUD 4,000 Common Stock
(Australia) Limited
Credit Suisse Equities 16-Feb-21 15,277.58 AUD -76,114 Common Stock
(Australia) Limited
Credit Suisse Equities 16-Feb-21 27,913.64 AUD -142,013 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Feb-21 6,666.66 AUD -34,188 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 600.0 AUD 2,500 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 106,705.0 AUD 470,000 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 43,979.76 AUD 202,658 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 9,039.68 AUD 43,014 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Feb-21 3,337.42 AUD -16,202 Common Stock
(Australia) Limited
Credit Suisse Equities
18-Feb-21 961.86 AUD -4,692 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Feb-21 87,324.74 AUD -379,238 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Feb-21 6,672.96 AUD -32,551 Common Stock
(Australia) Limited
Credit Suisse Equities
22-Feb-21 755.78 AUD 3,286 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Feb-21 14,549.47 AUD 63,943 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Feb-21 120.38 AUD 535 Common Stock
(Australia) Limited
Credit Suisse Equities
23-Feb-21 12,909.52 AUD 59,066 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Feb-21 6,556.05 AUD 29,138 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 22,105.26 AUD -94,762 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 484.0 AUD -2,200 Common Stock
(Australia) Limited
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Credit Suisse Equities 24-Feb-21 81,410.0 AUD -350,000 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 10,800.0 AUD 45,000 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Feb-21 6,966.34 AUD 29,644 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 15,724.08 AUD -69,870 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 33,480.0 AUD -150,000 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Feb-21 1,652.28 AUD -7,287 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 29,089.22 AUD 132,156 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Feb-21 8,226.98 AUD 38,265 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Feb-21 111,250.0 AUD 500,000 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 8,610.64 AUD -36,641 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 82,342.48 AUD 442,320 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 34,180.49 AUD 173,555 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Feb-21 40,760.07 AUD 209,026 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 979,655.02 AUD -4,464,045 Common
(Australia) Limited Stock
Credit Suisse Equities
1-Mar-21 45,985.72 AUD -209,026 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 17,479.16 AUD -77,401 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 41,551.68 AUD -187,701 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Mar-21 .0 AUD 84,210 Common Stock
(Australia) Limited
Credit Suisse Equities 1-Mar-21 .0 AUD 13,157,895 Common
(Australia) Limited Stock
Credit Suisse Equities 1-Mar-21 6,093.31 AUD 32,111 Common Stock
(Australia) Limited
Credit Suisse Equities -2,500,000 Common
2-Mar-21 470,000.0 AUD
(Australia) Limited Stock
Credit Suisse Equities 2-Mar-21 102,902.47 AUD -535,955 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 65,183.02 AUD -333,699 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 809.66 AUD -4,206 Common Stock
(Australia) Limited
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Credit Suisse Equities 2-Mar-21 462.50 AUD -2,500 Common Stock
(Australia) Limited
Credit Suisse Equities 2-Mar-21 8,954.0 AUD 48,400 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 96,696.38 AUD -500,000 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 629,619.48 AUD -3,311,462 Common
(Australia) Limited Stock
Credit Suisse Equities 3-Mar-21 32,722.35 AUD -171,452 Common Stock
(Australia) Limited
Credit Suisse Equities
3-Mar-21 36,155.25 AUD -186,404 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 24,537.68 AUD 132,626 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 2,533.46 AUD 13,087 Common Stock
(Australia) Limited
Credit Suisse Equities
3-Mar-21 38,688.36 AUD 211,829 Common Stock
(Australia) Limited
Credit Suisse Equities 3-Mar-21 69,360.40 AUD 364,508 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 15,999.90 AUD -84,210 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 12,165.92 AUD -64,146 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 18,338.61 AUD -96,519 Common Stock
(Australia) Limited
Credit Suisse Equities 4-Mar-21 49,839.70 AUD 258,531 Common Stock
(Australia) Limited
Credit Suisse Equities
4-Mar-21 27,010.02 AUD 142,158 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Mar-21 21,714.65 AUD -115,210 Common Stock
(Australia) Limited
Credit Suisse Equities 5-Mar-21 35,293.85 AUD 192,781 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Mar-21 39,343.06 AUD -201,383 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Mar-21 43,874.28 AUD -229,661 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Mar-21 36,876.44 AUD 190,392 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Mar-21 12,572.30 AUD 66,085 Common Stock
(Australia) Limited
Credit Suisse Equities 8-Mar-21 9,673.95 AUD 49,610 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 27,764.61 AUD -152,931 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 41,409.31 AUD -221,275 Common Stock
(Australia) Limited
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Credit Suisse Equities 9-Mar-21 121,337.68 AUD -667,574 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 12,534.41 AUD 64,279 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 12,018.20 AUD 61,119 Common Stock
(Australia) Limited
Credit Suisse Equities 9-Mar-21 13,206.19 AUD 67,049 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 51,752.51 AUD -260,544 Common Stock
(Australia) Limited
Credit Suisse Equities
10-Mar-21 13,434.12 AUD -70,539 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 19,795.99 AUD -101,296 Common Stock
(Australia) Limited
Credit Suisse Equities 10-Mar-21 13,218.16 AUD 66,913 Common Stock
(Australia) Limited
Credit Suisse Equities 3,000,000 Common
10-Mar-21 592,500.0 AUD
(Australia) Limited Stock
Credit Suisse Equities 10-Mar-21 28,765.20 AUD 143,826 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Mar-21 16,219.29 AUD -81,262 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Mar-21 48,530.0 AUD -242,650 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Mar-21 7,072.80 AUD -35,364 Common Stock
(Australia) Limited
Credit Suisse Equities 11-Mar-21 53,834.55 AUD 267,549 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Mar-21 10,093.96 AUD -51,297 Common Stock
(Australia) Limited
Credit Suisse Equities 12-Mar-21 73,790.98 AUD 359,956 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Mar-21 5,177.07 AUD -25,254 Common Stock
(Australia) Limited
Credit Suisse Equities
15-Mar-21 75,973.41 AUD 370,640 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Mar-21 2,100.0 AUD 10,000 Common Stock
(Australia) Limited
Credit Suisse Equities 15-Mar-21 9,135.60 AUD 44,133 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Mar-21 2,215.90 AUD -10,967 Common Stock
(Australia) Limited
Credit Suisse Equities 16-Mar-21 2,199.86 AUD 10,731 Common Stock
(Australia) Limited
Credit Suisse Equities 16-Mar-21 34,871.21 AUD 168,149 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Mar-21 2,065.08 AUD -10,000 Common Stock
(Australia) Limited
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Credit Suisse Equities 17-Mar-21 7,353.26 AUD -35,333 Common Stock
(Australia) Limited
Credit Suisse Equities 17-Mar-21 6,247.26 AUD 31,768 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 3,245.59 AUD -15,669 Common Stock
(Australia) Limited
Credit Suisse Equities 18-Mar-21 21,081.97 AUD 109,385 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 6,323.0 AUD -31,615 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Mar-21 27,720.81 AUD 142,158 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Mar-21 14,488.64 AUD 76,256 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Mar-21 3,425.60 AUD -17,128 Common Stock
(Australia) Limited
Credit Suisse Equities
22-Mar-21 11,648.69 AUD -59,694 Common Stock
(Australia) Limited
Credit Suisse Equities 22-Mar-21 10,611.84 AUD 55,942 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 15,589.78 AUD -81,095 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 30,625.52 AUD -160,699 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 43,786.0 AUD 235,600 Common Stock
(Australia) Limited
Credit Suisse Equities 23-Mar-21 4,750.0 AUD 25,000 Common Stock
(Australia) Limited
Credit Suisse Equities
24-Mar-21 13,922.52 AUD -72,577 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Mar-21 57,115.83 AUD 313,504 Common Stock
(Australia) Limited
Credit Suisse Equities 24-Mar-21 6,416.73 AUD 34,685 Common Stock
(Australia) Limited
Credit Suisse Equities
25-Mar-21 13,985.0 AUD -73,400 Common Stock
(Australia) Limited
Credit Suisse Equities 25-Mar-21 16,473.0 AUD 90,263 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Mar-21 70,408.72 AUD -384,138 Common Stock
(Australia) Limited
Credit Suisse Equities
26-Mar-21 26,121.45 AUD -141,197 Common Stock
(Australia) Limited
Credit Suisse Equities 26-Mar-21 12,998.0 AUD 70,800 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Mar-21 34,754.47 AUD -187,862 Common Stock
(Australia) Limited
Credit Suisse Equities 29-Mar-21 60,243.96 AUD -325,643 Common Stock
(Australia) Limited
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Credit Suisse Equities 29-Mar-21 10,483.21 AUD 56,666 Common Stock
(Australia) Limited
Credit Suisse Equities 30-Mar-21 7,400.0 AUD -40,000 Common Stock
(Australia) Limited
Credit Suisse Equities 30-Mar-21 1,194.92 AUD -6,459 Common Stock
(Australia) Limited
Credit Suisse Equities 31-Mar-21 9,500.0 AUD -50,000 Common Stock
(Australia) Limited
Credit Suisse Equities 31-Mar-21 17,380.63 AUD -93,077 Common Stock
(Australia) Limited
Credit Suisse Equities
31-Mar-21 1,864.01 AUD 9,559 Common Stock
(Australia) Limited
Credit Suisse Equities 31-Mar-21 5,480.0 AUD 28,000 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 3,965.56 AUD -20,163 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 40,644.84 AUD -207,153 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 9,237.80 AUD 49,187 Common Stock
(Australia) Limited
Credit Suisse Equities
1-Apr-21 4,228.07 AUD 22,253 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 7,020.0 AUD 36,000 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 28,514.85 AUD 146,230 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 5,510.0 AUD -28,000 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 14,134.38 AUD -71,510 Common Stock
(Australia) Limited
Credit Suisse Equities
6-Apr-21 35,428.98 AUD -178,042 Common Stock
(Australia) Limited
Credit Suisse Equities
7-Apr-21 19,410.02 AUD 104,919 Common Stock
(Australia) Limited
Credit Suisse Equities -1,362,786 Common
(Australia) Limited 7-Apr-21 258,964.26 AUD Stock
Credit Suisse Equities
7-Apr-21 4,111.76 AUD -21,314 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Apr-21 10,271.24 AUD -52,673 Common Stock
(Australia) Limited
Credit Suisse Equities
8-Apr-21 7,029.51 AUD -36,577 Common Stock
(Australia) Limited
Credit Suisse Equities -1,137,214 Common
(Australia) Limited 8-Apr-21 218,497.46 AUD Stock
Credit Suisse Equities
8-Apr-21 12,327.50 AUD 64,500 Common Stock
(Australia) Limited
Credit Suisse Equities
9-Apr-21 22,682.50 AUD -119,000 Common Stock
(Australia) Limited
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11
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Credit Suisse Equities
9-Apr-21 3,850.0 AUD 20,000 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Apr-21 9,750.0 AUD -50,000 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Apr-21 2,242.56 AUD -11,808 Common Stock
(Australia) Limited
Credit Suisse Equities
12-Apr-21 11,410.01 AUD 60,052 Common Stock
(Australia) Limited
Credit Suisse Equities
13-Apr-21 6,727.50 AUD -34,500 Common Stock
(Australia) Limited
Credit Suisse Equities
13-Apr-21 29,863.97 AUD 156,263 Common Stock
(Australia) Limited
Credit Suisse Equities
14-Apr-21 38,061.66 AUD -195,188 Common Stock
(Australia) Limited
Credit Suisse Equities
14-Apr-21 12,846.14 AUD -65,732 Common Stock
(Australia) Limited
Credit Suisse Equities
14-Apr-21 6,840.0 AUD 36,000 Common Stock
(Australia) Limited
Credit Suisse Equities
15-Apr-21 25,926.07 AUD -134,579 Common Stock
(Australia) Limited
Credit Suisse Equities
15-Apr-21 16,423.88 AUD -84,225 Common Stock
(Australia) Limited
Credit Suisse Equities -2,710,941 Common
(Australia) Limited 16-Apr-21 515,078.79 AUD Stock
Credit Suisse Equities
16-Apr-21 7,181.50 AUD -37,500 Common Stock
(Australia) Limited
Credit Suisse Equities
16-Apr-21 2,864.44 AUD 15,077 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Apr-21 627.0 AUD -3,300 Common Stock
(Australia) Limited
Credit Suisse Equities
19-Apr-21 18,156.59 AUD -95,561 Common Stock
(Australia) Limited
Credit Suisse Equities 19-Apr-21 911.62 AUD 4,653 Common Stock
(Australia) Limited
Credit Suisse AG 5-Jan-21 Transfer out -4 Common Stock
Credit Suisse AG 8-Feb-21 Transfer in 700,000 Common Stock
Credit Suisse AG 17-Feb-21 Transfer out -350,000 Common Stock
1,500,000 Common
Credit Suisse AG 18-Feb-21 Transfer in
Stock
Credit Suisse AG 23-Feb-21 Transfer out -200,000 Common Stock
Credit Suisse AG 24-Feb-21 Transfer out -100,000 Common Stock
Credit Suisse AG 23-Feb-21 Transfer in 150,000 Common Stock
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12
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-1,200,000 Common
Credit Suisse AG 2-Mar-21 Transfer out
Stock
Credit Suisse AG 30-Mar-21 Transfer out -150,000 Common Stock
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 7-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 8-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 9-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 12-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 13-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 14-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 15-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 15-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 16-Apr-21 Notice Master prime brokerage Stock
agreement
Stock borrowed under
Credit Suisse AG, Dublin Refer to Annexure A of 8,604,000 Common
Branch 19-Apr-21 Notice Master prime brokerage Stock
agreement
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6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| Credit Suisse AG | Related BodyCorporate |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
| Credit Suisse AG,Dublin Branch | Related BodyCorporate |
7. Addresses
The addresses of persons named in this form are as follows:
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Name Address
Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 008 496 713)
Credit Suisse Equities (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 068 232 708)
Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 069 126 432)
Credit Suisse AG, Dublin Branch Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
Credit Suisse AG Paradeplatz 8 Zurich, 8001 Switzerland
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13
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 22-Apr-2021 |
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14
Annexure "A"
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 22-Apr-2021 |
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15
Prescribed information
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Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and L1
Capital Long Short Fund
Transfer date 15-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and L1 Long
Short Fund Limited
Transfer date 19-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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17