HASTINGS TECHNOLOGY METALS LTD — Major Shareholding Notification 2016

Sep 15, 2016

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme HASTINGS TECHNOLOGY METALS LTD

ACN/ARSN 122 911 399

1. Details of substantial holder (1)

Name FOON KEONG (CHARLES) LEW

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on 15/09/2016 The previous notice was given to the company on 21/01/2015 The previous notice was dated 21/01/2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

ompany or scheme, are as follows:
Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
ORDINARY SHARES	86,799,538	22.64%	98,826,710	20.35%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
06/09/2016	FOON KEONG (CHARLES) LEW	Subscription for shares EGM 5.9.16	$700,000	7,000,000	7,000,000
06/09/2016	FOON KEONG (CHARLES) LEW	Conversion of performance rights	-	2,500,000	2,500,000
21/08/2015	FOON KEONG (CHARLES) LEW	On market purchase	$157,142	2,049,900	2,049,900
8/12/2015	FOON KEONG (CHARLES) LEW	Shares issued in lieu of fees AGM 27/11/16	-	227,272	227,272
2/12/2015	FOON KEONG (CHARLES) LEW	On market purchase	$18,750	250,000	250,000
18/4/2016		Dilution following share placement	-	-	-

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
FOON KEONG (CHARLES) LEW	JP MORGAN NOMINEES AUSTRALIA	EASTHOPE INVEST LIMITED	BENEFICIAL HOLDING	11,690,000 FPO	11,690,000
FOON KEONG (CHARLES) LEW	FOON KEONG (CHARLES) LEW	FOON KEONG (CHARLES) LEW	REGISTERED HOLDER	77,939,073 FPO	77,939,073

FOON KEONG (CHARLES) LEW	EQUATOR CAPITAL MANAGEMENT LIMITED	EQUATOR CAPITAL MANAGEMENT LIMITED	MINORITY SHAREHOLDER	5,204,335 FPO	5,204,335
FOON KEONG (CHARLES) LEW	UOB NOMINEES LIMITED	FOON KEONG (CHARLES) LEW	BENEFICIAL HOLDING	1,693,402 FPO	1,693,402
FOON KEONG (CHARLES) LEW	CHALSTAR MANAGEMENT Sdn Bhd	FOON KEONG (CHARLES) LEW	BENEFICIAL HOLDING	2,299,900 FPO	2,299,900

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
JP MORGAN NOMINEES AUSTRALIA	Level 19, 55 Collins Street, Melbourne VIC 3000
FOON KEONG (CHARLES) LEW	16E Fort Road, Singapore, Singapore 439081
EQUATOR CAPITAL MANAGEMENT LIMITED	Level 12, Mayang Court, 24 Jalam Mayang, Kuala Lumpur 50450, Malaysia
UOB NOMINEES LIMITED	8 Anthony Road, #01-01, Singapore, Singapore, 229 957
CHALSTAR MANAGEMENT Sdn Bhd	A2-26-2 SohoSuites@KLCC No.20 Jalan perak 50450 Kuala Lumpur

Signature

re
print name sign here	FOON KEONG (CHARLES) LEW capacity SUBSTANTIAL SHAREHOLDER
	date 15/09/2016

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.