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HASBRO, INC. — Director's Dealing 2018
Jan 3, 2018
30569_dirs_2018-01-03_cb2ec2ff-efce-43ea-ab91-a3ebc1e011ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HASBRO INC (HAS)
CIK: 0000046080
Period of Report: 2017-12-31
Reporting Person: GOLDNER BRIAN (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Common Stock (Par Value $.50 per share) | M | 467976 | — | Acquired | 712867 | Direct |
| 2017-12-31 | Common Stock (Par Value $.50 per share) | M | 119318 | — | Acquired | 832185 | Direct |
| 2017-12-31 | Common Stock (Par Value $.50 per share) | F | 281549 | $90.84 | Disposed | 550636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Units | $0 | M | 467976 | Disposed | Common Stock (467976) | Direct | |
| 2017-12-31 | Restricted Stock Units | $0 | M | 119318 | Disposed | Common Stock (119318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Par Value $.50 per share) | 416882.32 | Indirect |
| Common Stock (Par Value $.50 per share) | 28929.028 | Indirect |
Footnotes
F1: On 4/24/2013 Mr. Goldner was granted 467,976 restricted stock units. The vesting of those restricted stock units was subject to two conditions which are detailed in footnote 4. The grant of those restricted stock units was reported on a Form 4 dated April 26, 2013. The restricted stock units vested on December 31, 2017 upon satisfaction of both vesting conditions.
F2: On 2/12/2014 Mr. Goldner was granted 119,318 restricted stock units. The vesting of those restricted stock units was subject to two conditions which are detailed in footnote 4. The grant of those restricted stock units was reported on a Form 4 dated February 14, 2014. The restricted stock units vested on December 31, 2017 upon satisfaction of both vesting conditions.
F3: This represents payment of tax withholding on the vesting of the two restricted stock unit awards through the delivery to Hasbro of shares of common stock already owned by Mr. Goldner.
F4: Each restricted stock unit represented a contingent right to earn one share of Hasbro common stock. The restricted stock units had two vesting components. The first vesting component was based on the achievement of certain stock price thresholds for Hasbro's common stock which are detailed in the Forms 4 reporting the grants of the restricted stock units. The second vesting component was subject to Mr. Goldner remaining employed with Hasbro through December 31, 2017. Both vesting components were satisfied and the restricted stock units vested on December 31, 2017.
F5: Mr. Goldner disclaims beneficial ownership of all of the these shares except to the extent of his proportionate pecuniary interest therein.