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HASBRO, INC. — Director's Dealing 2016
Apr 23, 2016
30569_dirs_2016-04-22_e5cb9eea-2470-4f13-aa0c-68c736e83e5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HASBRO INC (HAS)
CIK: 0000046080
Period of Report: 2016-04-20
Reporting Person: GOLDNER BRIAN (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-20 | Common Stock (Par Value $.50 per share) | M | 250000 | $38.395 | Acquired | 401383 | Direct |
| 2016-04-20 | Common Stock (Par Value $.50 per share) | S | 53913 | $85.7706 | Disposed | 347470 | Direct |
| 2016-04-20 | Common Stock (Par Value $.50 per share) | S | 151087 | $86.4409 | Disposed | 196383 | Direct |
| 2016-04-20 | Common Stock (Par Value $.50 per share) | G | 45000 | — | Acquired | 416882.32 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-20 | Option (Right top Buy) | $38.395 | M | 250000 | Disposed | 2017-03-25 | Common Stock (250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Par Value $.50 per share) | 28222.728 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.22 to $86.2150, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.23 to $86.72, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
F3: This transaction involved a gift of securities by the Reporting Person to the Brian D. Goldner Trust.
F4: Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
F5: These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
F6: The options vested and became exercisable in five cumulative equal installments on each of March 26, 2011, March 26, 2012, March 26, 2013, March, 26, 2014 and December 30, 2014.