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HASBRO, INC. — Director's Dealing 2012
Oct 2, 2012
30569_dirs_2012-10-02_84fd9f25-dd24-4096-ba84-f2280a7d799c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HASBRO INC (HAS)
CIK: 0000046080
Period of Report: 2012-09-28
Reporting Person: VERRECCHIA ALFRED J (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-12 | Common Stock (Par Value $.50 per share) | J | 41750 | — | Acquired | 243620 | Direct |
| 2012-09-12 | Common Stock (Par Value $.50 per share) | J | 20800 | — | Acquired | 45175 | Indirect |
| 2012-09-12 | Common Stock (Par Value $.50 per share) | J | 41750 | — | Disposed | 213500 | Indirect |
| 2012-09-12 | Common Stock (Par Value $.50 per share) | J | 20800 | — | Disposed | 106700 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | Phantom Stock Units | $0 | A | 23 | Acquired | Common Stock (23) | Direct |
Footnotes
F1: On October 2, 2009, Mr. Verrecchia contributed 300,000 shares of common stock to a grantor retained annuity trust and voluntarily reported the transaction as a transfer of direct to indirect ownership. On September 12, 2012, annuity payments were made to Mr. Verrecchia from the grantor retained annuity trust resulting in the direct ownership of 41,750 of the shares previously reported as owned by the grantor retained annuity trust.
F2: On October 2, 2009, Mrs. Verrecchia contributed 150,000 shares of common stock to a grantor retained annuity trust and voluntarily reported the transaction as a transfer of shares held by Mrs. Verrecchia to shares held by Mrs. Verrecchia's grantor retained annuity trust. On September 12, 2012, annuity payments were made to Mrs. Verrecchia from the grantor retained annuity trust resulting in her direct ownership of 20,800 of the shares previously reported as owned by Mrs. Verrecchia's grantor retained annuity trust.
F3: Mr. Verrecchia disclaims beneficial ownership of the shares held by his wife and the shares held by his wife's grantor retained annuity trust.
F4: Mr. Verrecchia disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
F5: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
F6: Units correspond 1 for 1 with common stock.
F7: Units are settled only in cash and are payable after the reporting person ceases to be a director.