AI assistant
HASBRO, INC. — Director's Dealing 2012
Nov 28, 2012
30569_dirs_2012-11-28_3c24eef0-2277-40b7-89d6-149e972dccdd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HASBRO INC (HAS)
CIK: 0000046080
Period of Report: 2012-11-26
Reporting Person: VERRECCHIA ALFRED J (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-26 | Common Stock (Par Value $.50 per share) | M | 250000 | $15.875 | Acquired | 493620 | Direct |
| 2012-11-26 | Common Stock (Par Value $.50 per share) | M | 453515 | $18.815 | Acquired | 947135 | Direct |
| 2012-11-26 | Common Stock (Par Value $.50 per share) | F | 298106 | $38.295 | Disposed | 649029 | Direct |
| 2012-11-26 | Common Stock (Par Value $.50 per share) | F | 160023 | $38.295 | Disposed | 489006 | Direct |
| 2012-11-27 | Common Stock (Par Value $.50 per share) | J | 15250 | — | Disposed | 182715 | Indirect |
| 2012-11-27 | Common Stock (Par Value $.50 per share) | J | 15250 | — | Acquired | 519791 | Direct |
| 2012-11-27 | Common Stock (Par Value $.50 per share) | J | 7700 | — | Disposed | 91225 | Indirect |
| 2012-11-27 | Common Stock (Par Value $.50 per share) | J | 7700 | — | Acquired | 60650 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-26 | Stock Option (Right to Buy) | $15.875 | M | 250000 | Disposed | 2013-05-13 | Common Stock (250000) | Direct |
| 2012-11-26 | Stock Option (Right to Buy) | $18.815 | M | 453515 | Disposed | 2013-07-26 | Common Stock (453515) | Direct |
Footnotes
F1: This represents delivery of already-owned stock in payment of the option exercise price.
F2: This represents payment of tax withholding using share withholding in connection with the exercise of stock options.
F3: On November 27, 2012, an annuity payment was made to Mr. Verrecchia from his grantor retained annuity trust resulting in the direct ownership of 15,250 of the shares previously reported as owned by his grantor retained annuity trust.
F4: Total has been adjusted to reflect a prior annuity payment from Mr. Verrecchia's grantor retained annuity trust resulting in the direct ownership of 15,535 of the shares previously reported as owned by his grantor retained annuity trust.
F5: Mr. Verrecchia disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
F6: On November 27, 2012, an annuity payment was made to Mrs. Verrecchia from her grantor retained annuity trust resulting in her direct ownership of 7,700 of the shares previously reported as owned by her grantor retained annuity trust.
F7: Total has been adjusted to reflect a prior annuity payment from Mrs. Verrecchia's grantor retained annuity trust resulting in her direct ownership of 7,775 of the shares previously reported as owned by her grantor retained annuity trust.
F8: Mr. Verrecchia disclaims beneficial ownership of the shares held by his wife and the shares held by his wife's grantor retained annuity trust.
F9: These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
F10: 33 1/3% of these options became exercisable on each of May 14, 2004, May 14, 2005 and May 14, 2006.
F11: 33 1/3% of these options became exercisable on each of July 27, 2007, July 27, 2008 and July 27, 2009.