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HARVEST TECHNOLOGY GROUP LTD — Capital/Financing Update 2025
Mar 9, 2025
65075_rns_2025-03-09_5fd717f0-b633-4ec5-8f8c-8e58aa2c790a.pdf
Capital/Financing Update
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
HARVEST TECHNOLOGY GROUP LTD
Date of this announcement
Monday March 10, 2025
The +securities the subject of this notification are: Other Total number of +securities to be issued/transferred
Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code Convertible Notes - Maturity 27 November 2026 825 13/12/2024 to be confirmed
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
HARVEST TECHNOLOGY GROUP LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ACN 149970445
1.3 ASX issuer code
HTG
1.4 The announcement is
New announcement
1.5 Date of this announcement
10/3/2025
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Issue of 825 unsecured convertible notes - Maturity Date of 27 November 2026
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)
New +securities
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ASX +security code +Security description
New class - code to be confirmed Convertible Notes - Maturity 27 November 2026
+Security type ISIN code
Other
Date the +securities the subject of this notification were issued
13/12/2024
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
The issue of 825 unsecured convertible notes with a face value of $825,000, with funds raised from the unsecured
convertible notes used primarily to fund general working capital. There was a company oversight in not lodging the
Appendix 3B.
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Issue details
Number of +securities
825 Were the +securities issued for a cash consideration? Yes In what currency was the cash consideration being What was the issue price per +security? paid? AUD - Australian Dollar AUD 1,000.00000000 Purpose of the issue To raise additional working capital
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| 4.1 Quoted +securities (Total number of each +class of +securities issued and quoted | on ASX) |
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| HTG : ORDINARY FULLY PAID | 887,600,634 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| HTGAF : PERFORMANCE RIGHTS | 1,000,000 |
| HTGAA : OPTION EXPIRING 26-APR-2027 EX $0.03 | 58,947,247 |
| HTGAG : CONVERTIBLE NOTES | 4,000,000 |
| HTGAR : OPTION EXPIRING 30-JUN-2026 EX $0.075 | 5,000,000 |
| HTGAC : OPTION EXPIRING 22-JAN-2028 EX $0.02 | 22,000,000 |
| New class - code to be confirmed : Convertible Notes - Maturity 27 November 2026 | 825 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No
5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No
5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? Yes
5.2c.1 How many +securities are being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A? 825
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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