Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HARVEST TECHNOLOGY GROUP LTD Capital/Financing Update 2025

Mar 9, 2025

65075_rns_2025-03-09_5fd717f0-b633-4ec5-8f8c-8e58aa2c790a.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Announcement Summary

Entity name

HARVEST TECHNOLOGY GROUP LTD

Date of this announcement

Monday March 10, 2025

The +securities the subject of this notification are: Other Total number of +securities to be issued/transferred

Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code Convertible Notes - Maturity 27 November 2026 825 13/12/2024 to be confirmed

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

1 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 1 - Entity and announcement details

1.1 Name of entity

HARVEST TECHNOLOGY GROUP LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ACN 149970445

1.3 ASX issuer code

HTG

1.4 The announcement is

New announcement

1.5 Date of this announcement

10/3/2025

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

2 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Other

Please specify

Issue of 825 unsecured convertible notes - Maturity Date of 27 November 2026

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

3 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 3C - number and type of +securities the subject of this notification (new class)

New +securities

==> picture [495 x 321] intentionally omitted <==

----- Start of picture text -----

ASX +security code +Security description
New class - code to be confirmed Convertible Notes - Maturity 27 November 2026
+Security type ISIN code
Other
Date the +securities the subject of this notification were issued
13/12/2024
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
The issue of 825 unsecured convertible notes with a face value of $825,000, with funds raised from the unsecured
convertible notes used primarily to fund general working capital. There was a company oversight in not lodging the
Appendix 3B.
----- End of picture text -----

Issue details

Number of +securities

825 Were the +securities issued for a cash consideration? Yes In what currency was the cash consideration being What was the issue price per +security? paid? AUD - Australian Dollar AUD 1,000.00000000 Purpose of the issue To raise additional working capital

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

4 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
Total number of
ASX +security code and description +securities on issue
HTG : ORDINARY FULLY PAID 887,600,634
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
HTGAF : PERFORMANCE RIGHTS 1,000,000
HTGAA : OPTION EXPIRING 26-APR-2027 EX $0.03 58,947,247
HTGAG : CONVERTIBLE NOTES 4,000,000
HTGAR : OPTION EXPIRING 30-JUN-2026 EX $0.075 5,000,000
HTGAC : OPTION EXPIRING 22-JAN-2028 EX $0.02 22,000,000
New class - code to be confirmed : Convertible Notes - Maturity 27 November 2026 825

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

5 / 6

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

==> picture [21 x 22] intentionally omitted <==

Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No

5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No

5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? Yes

5.2c.1 How many +securities are being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A? 825

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

6 / 6