Major Shareholding Notification • Feb 14, 2023
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Download Source FileSC 13G 1 formsc13g.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
HARVARD BIOSCIENCE, INC.
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(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
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(Title of Class of Securities)
416906105
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(CUSIP Number)
December 31, 2022
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“ Act ”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP NO. 416906105 | |
|---|---|
| (1) Names of Reporting Persons | |
| Harvey Partners, LLC | |
| (2) Check the Appropriate Box if a Member of a Group | (a) ☐ |
| (b) ☐ | |
| (3) SEC Use Only | |
| (4) Citizenship or Place of Organization | |
| Delaware, United States |
| Number
of Shares Beneficially Owned By Each Reporting Person With: | |
| --- | --- |
| (5)
Sole Voting Power: | 2,720,733 |
| (6)
Shared Voting Power: | 0 |
| (7)
Sole Dispositive Power: | 2,911,500 |
| (8)
Shared Dispositive Power: | 0 |
| (9) Aggregate Amount Beneficially Owned by Each Reporting Person |
|---|
| 2,911,500* |
| (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
| ☐ |
| (11) Percent of Class Represented by Amount in Row (9) |
| 7.0%* |
| (12) Type of Reporting Person (See Instructions) |
| IA |
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Item 1(a). Name Of Issuer.
Harvard Bioscience, Inc. (the “Company”)
Item 1(b). Address of Issuer’s Principal Executive Offices.
84 October Hill Road
Holliston, Massachusetts 01746
Item 2(a). Name of Person Filing.
This report on Schedule 13G is being filed by Harvey Partners, LLC, a Delaware limited liability company (the “Reporting Person”).
Item 2(b). Address of Principal Business Office or, if None, Residence.
120 White Plains Road
Suite 430
Tarrytown, NY 10591
Item 2(c). Citizenship.
Harvey Partners, LLC, a Delaware limited liability company.
Item 2(d). Title of Class of Securities.
Common Stock, $0.01 par value (the “Common Stock”)
Item 2(e). CUSIP No.
416906105
ITEM 3. If This Statement Is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
Not Applicable.
ITEM 4. Ownership:
| (a)
Amount Beneficially Owned: | 2,911,500* |
| --- | --- |
| (b)
Percent of Class: | 7.0% * |
| (c)
Number of Shares as to which such person has: | |
| (i)
sole power to vote or to direct the vote: | 2,720,733 |
| --- | --- |
| (ii)
shared power to vote or to direct the vote: | 0 |
| (iii)
sole power to dispose or to direct the disposition of: | 2,911,500 |
| (iv)
shared power to dispose or to direct the disposition of: | 0 |
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As of December 31, 2022, the Reporting Person is deemed to have sole dispositive authority over 2,911,500 shares of Common Stock and sole voting authority over 2,720,733 shares of Common Stock but does not have voting authority over 190,767 shares of Common Stock held in managed accounts.
ITEM 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the owner of more than five percent of the class of securities, check the following: [ ]
ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not Applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable.
ITEM 8. Identification and Classification of Members of the Group.
Not Applicable.
ITEM 9. Notice of Dissolution of Group.
Not Applicable.
ITEM 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated:
February 14, 2023 | |
| --- | --- |
| HARVEY
PARTNERS, LLC | |
| By: | /s/
Jeffrey C. Moskowitz |
| Name: | Jeffrey
C. Moskowitz |
| Title: | Managing
Member |
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
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