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HARVARD BIOSCIENCE INC Director's Dealing 2023

Mar 16, 2023

34975_dirs_2023-03-16_36fab878-212e-4e1c-a836-71f0d2ec27d8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2023-03-14

Reporting Person: EDRICK ALAN I (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-14 Common Stock P 13808 $2.67 Acquired 186293 Direct
2023-03-15 Common Stock P 16192 $2.62 Acquired 202485 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $2.61 to $2.72, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $2.57 to $2.68, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Includes (a) 38,259 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 17, 2022, immediately prior to the commencement of such meeting, and (ii) May 24, 2023 and (b) 164,226 shares of common stock held by the Report Person.