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HARVARD BIOSCIENCE INC Director's Dealing 2022

Aug 24, 2022

34975_dirs_2022-08-24_65cb6471-961e-4280-8855-30dc9582581c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2022-08-22

Reporting Person: LOY BERTRAND (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-22 Common Stock P 4918 $3.16 Acquired 355886 Direct
2022-08-23 Common Stock P 8939 $3.23 Acquired 364825 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 68466 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.22, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes (a) the shares purchased in the transaction described in footnote (1) above, (b) 47,493 restricted stock units that will vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders, immediately prior to the commencement of such meeting, and (ii) May 24, 2023, and (c) 303,475 shares of common stock held by the Reporting Person.

F3: This transaction was executed in multiple trades at prices ranging from $3.195 to $3.26, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Includes (a) the shares described in footnote (2) above and (b) the shares purchased in the transaction described in footnote (3) above.