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HARVARD BIOSCIENCE INC Director's Dealing 2018

Aug 30, 2018

34975_dirs_2018-08-30_12c4fc00-bff2-43b2-8d32-528308bbedc4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2018-08-29

Reporting Person: Green James W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-29 Common Stock P 2500 $5.74 Acquired 154187 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $5.73 to $5.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes (a) a deferred stock award of 18,100 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 17, 2018, immediately prior to the commencement of such meeting, and (ii) May 17, 2019; (b) a deferred stock award of 11,250 restricted stock units which vest quarterly in equal installments on September 30, 2018 and December 31, 2018; and (c) 124,837 shares of common stock held by the Reporting Person.