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HARVARD BIOSCIENCE INC — Director's Dealing 2016
May 10, 2016
34975_dirs_2016-05-10_6fe391a3-8723-40f9-bb66-0236a52d2fb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2016-05-06
Reporting Person: Sun Yong (VP - Commercial Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-06 | Common Stock | A | 89007 | $0.00 | Acquired | 118681 | Direct |
Footnotes
F1: Represents a deferred stock award of 89,007 restricted stock units which shall vest in four equal installments on January 1, 2017, 2018, 2019 and 2020.
F2: Includes (a) a deferred stock award of 89,007 restricted stock units which shall vest in four equal installments on January 1, 2017, 2018, 2019 and 2020; (b) a deferred stock award of 12,919 restricted stock units which shall vest in three equal installments on January 1, 2017, 2018 and 2019; (c) a deferred stock award of 14,058 restricted stock units with performance based vesting conditions, which shall vest on August 3, 2018 contingent upon achievement of a performance condition tied to relative total shareholder return; and (d) 2,697 shares of common stock held by the Reporting Person.