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HARVARD BIOSCIENCE INC — Director's Dealing 2016
May 26, 2016
34975_dirs_2016-05-26_93a29bf1-b24c-453d-b412-00915aeb898c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2016-05-25
Reporting Person: HARTE NEAL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-25 | Common Stock | M | 6589 | $3.01 | Acquired | 106399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-25 | Stock option (right to buy) | $3.01 | M | 6589 | Disposed | 2016-05-25 | Common Stock, par value $0.01 per share (6589) | Direct |
Footnotes
F1: Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016; (b) a deferred stock award of 10,800 restricted stock units which vest quarterly in equal installments on June 30, 2016, September 30, 2016 and December 31, 2016; and (c) 81,199 shares of common stock held by the Reporting Person.
F2: Represent the exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.