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HARVARD BIOSCIENCE INC — Director's Dealing 2015
Mar 6, 2015
34975_dirs_2015-03-06_fb3f8b94-8014-4fbf-9e0a-79b2f5c78971.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2015-03-04
Reporting Person: LEWIS EARL R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-04 | Common Stock | M | 47414 | $4.04 | Acquired | 312408 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-04 | Stock option (right to buy) | $4.04 | M | 47414 | Disposed | 2021-06-02 | Common stock, par value $0.01 per share (47414) | Direct |
Footnotes
F1: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 289,320 shares of common stock held by the Reporting Person.
F2: Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.
F3: The options vested in three equal installments on June 2, 2012, 2013 and 2014.
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