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HARVARD BIOSCIENCE INC — Director's Dealing 2015
Apr 23, 2015
34975_dirs_2015-04-23_84f1803b-23ff-4bf9-9ab8-e53c818ca7cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2015-04-20
Reporting Person: GREEN DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-20 | Common Stock | S | 24116 | $6.31 | Disposed | 747634 | Direct |
| 2015-04-21 | Common Stock | S | 53413 | $6.33 | Disposed | 694221 | Direct |
| 2015-04-22 | Common Stock | S | 46468 | $6.07 | Disposed | 647753 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 322124 | Indirect |
| Common Stock | 300000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.49. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 671,644 shares of common stock held by the Reporting Person.
F3: This transaction was executed in multiple trades at prices ranging from $6.22 to $6.45. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 618,231 shares of common stock held by the Reporting Person.
F5: This transaction was executed in multiple trades at prices ranging from $6.03 to $6.26. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 571,763 shares of common stock held by the Reporting Person.