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HARVARD BIOSCIENCE INC Director's Dealing 2015

Apr 23, 2015

34975_dirs_2015-04-23_84f1803b-23ff-4bf9-9ab8-e53c818ca7cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2015-04-20

Reporting Person: GREEN DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-04-20 Common Stock S 24116 $6.31 Disposed 747634 Direct
2015-04-21 Common Stock S 53413 $6.33 Disposed 694221 Direct
2015-04-22 Common Stock S 46468 $6.07 Disposed 647753 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 322124 Indirect
Common Stock 300000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.49. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 671,644 shares of common stock held by the Reporting Person.

F3: This transaction was executed in multiple trades at prices ranging from $6.22 to $6.45. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 618,231 shares of common stock held by the Reporting Person.

F5: This transaction was executed in multiple trades at prices ranging from $6.03 to $6.26. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 29,215 restricted stock units which vest on January 1, 2016; (c) a deferred stock award of 27,375 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (d) 571,763 shares of common stock held by the Reporting Person.