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HARVARD BIOSCIENCE INC — Director's Dealing 2015
Dec 11, 2015
34975_dirs_2015-12-11_4ab703d5-fb76-47f8-8455-4d60c3d3b118.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2015-12-10
Reporting Person: Duchemin Jeffrey (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-10 | Common Stock | P | 10000 | $3.37 | Acquired | 160210 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $3.26 to $3.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes (a) a deferred stock award of 68,900 restricted stock units which shall vest in four equal installments on January 1, 2016, 2017, 2018 and 2019; (b) a deferred stock award of 71,748 restricted stock units with performance based vesting conditions, which shall vest on August 3, 2018 contingent upon achievement of a performance condition tied to relative total shareholder return; and (c) 19,562 shares of common stock held by the Reporting Person.