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HARVARD BIOSCIENCE INC Director's Dealing 2015

Dec 11, 2015

34975_dirs_2015-12-11_4ab703d5-fb76-47f8-8455-4d60c3d3b118.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2015-12-10

Reporting Person: Duchemin Jeffrey (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-10 Common Stock P 10000 $3.37 Acquired 160210 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $3.26 to $3.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes (a) a deferred stock award of 68,900 restricted stock units which shall vest in four equal installments on January 1, 2016, 2017, 2018 and 2019; (b) a deferred stock award of 71,748 restricted stock units with performance based vesting conditions, which shall vest on August 3, 2018 contingent upon achievement of a performance condition tied to relative total shareholder return; and (c) 19,562 shares of common stock held by the Reporting Person.