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HARVARD BIOSCIENCE INC Director's Dealing 2014

Jun 2, 2014

34975_dirs_2014-06-02_d7a3db53-8545-4312-b276-039e5566c78b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2014-05-29

Reporting Person: HARTE NEAL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-05-29 Common Stock M 13317 $3.82 Acquired 37575 Direct
2014-05-29 Common Stock S 12317 $3.82 Disposed 25258 Direct
2014-05-30 Common Stock A 19400 Acquired 44658 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-05-29 Stock option (right to buy) $3.82 M 13317 Disposed 2014-06-21 Common stock, par value $0.01 per share (13317) Direct

Footnotes

F1: Represents shares sold to cover the exercise price of the option as part of a broker-assisted cashless exercise.

F2: Includes a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015.

F3: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; and (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 21,570 shares of common stock held by the Reporting Person.

F4: The options vested in three equal installments on June 21, 2005, 2006 and 2007.