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HARVARD BIOSCIENCE INC Director's Dealing 2014

Aug 6, 2014

34975_dirs_2014-08-06_74c69e5b-5763-425c-a70e-35e15e46549e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2014-08-05

Reporting Person: LEWIS EARL R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-05 Common Stock M 45090 $2.59 Acquired 229248 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-05 Stock option (right to buy) $2.59 M 45090 Disposed 2020-06-04 Common stock, par value $0.01 per share (45090) Direct

Footnotes

F1: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 206,160 shares of common stock held by the Reporting Person.

F2: Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.

F3: The options vested in three equal installments on June 4, 2011, 2012 and 2013.