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HARVARD BIOSCIENCE INC Director's Dealing 2014

Oct 31, 2014

34975_dirs_2014-10-31_631c3064-ba92-4893-bad9-45cd3aae5c09.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2014-10-29

Reporting Person: GREEN DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-29 Common Stock S 72562 $4.9623 Disposed 1242559 Direct
2014-10-30 Common Stock S 39200 $4.9941 Disposed 1203359 Direct
2014-10-31 Common Stock S 5892 $4.99 Disposed 1197467 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 300000 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $4.95 to $4.99. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 17,697 restricted stock units which vest on January 1, 2015; (c) a deferred stock award of 58,430 restricted stock units which vest in equal installments on January 1, 2015 and January 1, 2016; (d) a deferred stock award of 41,062 restricted stock units which vest in equal installments on January 1, 2015, January 1, 2016, and January 1, 2017; and (e) 1,105,970 shares of common stock held by the Reporting Person.

F3: This transaction was executed in multiple trades at prices ranging from $4.99 to $5.01. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 17,697 restricted stock units which vest on January 1, 2015; (c) a deferred stock award of 58,430 restricted stock units which vest in equal installments on January 1, 2015 and January 1, 2016; (d) a deferred stock award of 41,062 restricted stock units which vest in equal installments on January 1, 2015, January 1, 2016, and January 1, 2017; and (e) 1,066,770 shares of common stock held by the Reporting Person.

F5: Includes (a) a deferred stock award of 19,400 restricted stock units which vest on May 30, 2015; (b) a deferred stock award of 17,697 restricted stock units which vest on January 1, 2015; (c) a deferred stock award of 58,430 restricted stock units which vest in equal installments on January 1, 2015 and January 1, 2016; (d) a deferred stock award of 41,062 restricted stock units which vest in equal installments on January 1, 2015, January 1, 2016, and January 1, 2017; and (e) 1,060,878 shares of common stock held by the Reporting Person.