HARVARD BIOSCIENCE INC — Director's Dealing 2014

Nov 6, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2014-11-06

Reporting Person: LEWIS EARL R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-06	Common Stock	M	15016	$3.64	Acquired	244264	Direct
2014-11-06	Common Stock	M	3293	$3.41	Acquired	247557	Direct
2014-11-06	Common Stock	M	3294	$3.01	Acquired	250851	Direct
2014-11-06	Common Stock	M	14143	$2.56	Acquired	264994	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-11-06	Stock option (right to buy)	$3.64	M	15016	Disposed	2023-05-31	Common stock, par value $0.01 per share (15016)	Direct
2014-11-06	Stock option (right to buy)	$3.41	M	3293	Disposed	2018-05-22	Common stock, par value $0.01 per share (3293)	Direct
2014-11-06	Stock option (right to buy)	$3.01	M	3294	Disposed	2016-05-25	Common stock, par value $0.01 per share (3294)	Direct
2014-11-06	Stock option (right to buy)	$2.56	M	14143	Disposed	2022-06-01	Common stock, par value $0.01 per share (14143)	Direct

Footnotes

F1: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 221,176 shares of common stock held by the Reporting Person.

F2: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 224,469 shares of common stock held by the Reporting Person.

F3: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 227,763 shares of common stock held by the Reporting Person.

F4: Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 241,906 shares of common stock held by the Reporting Person.

F5: Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.

F6: The options vested in one installment on May 31, 2014.

F7: The options vested in three equal installments on May 22, 2009, 2010 and 2011.

F8: The options vested in three equal installments on May 25, 2007, 2008 and 2009.

F9: The options vest in three equal installments on June 1, 2013, 2014 and 2015.