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HARVARD BIOSCIENCE INC — Director's Dealing 2013
Jun 4, 2013
34975_dirs_2013-06-04_6ef86b62-6a20-49cd-99cd-a745057a0f48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2013-05-31
Reporting Person: McNaughton Thomas (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-31 | Common Stock | A | 19337 | — | Acquired | 146420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-31 | Stock option (right to buy) | $5.08 | A | 37222 | Acquired | 2023-05-31 | Common Stock, par value $0.01 per share (37222) | Direct |
Footnotes
F1: Includes a deferred stock award of 19,337 restricted stock units which vest in equal installments on Jan 1, 2014, Jan 1, 2015, Jan 1, 2016, and Jan 1, 2017.
F2: Includes (a) a deferred stock award of 16,700 restricted stock units which shall vest on Jan 1, 2014; (b) a deferred stock award of 12,500 restricted stock units which vest in equal installments on Jan 1, 2014 and Jan 1, 2015; (c) a deferred stock award of 30,954 restricted stock units which vest in equal installments on Jan 1, 2014, Jan 1, 2015, and Jan 1, 2016; (d) a deferred stock award of 19,337 restricted stock units which vest in equal installments on Jan 1, 2014, Jan 1, 2015, Jan 1, 2016, and Jan 1, 2017; and (e) 66,929 shares of common stock held by Mr. McNaughton.
F3: The options vest in four equal installments on the first four anniversaries of Jan 1, 2013.