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HARVARD BIOSCIENCE INC Director's Dealing 2013

Jul 31, 2013

34975_dirs_2013-07-31_a705da37-b8f0-4612-9c3c-ae7bb15ad95b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2013-07-25

Reporting Person: GRAZIANO CHANE (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-07-25 Common Stock M 400000 $3.18 Acquired 2906865 Direct
2013-07-25 Common Stock F 230434 $5.52 Disposed 2676431 Direct
2013-07-25 Common Stock M 300000 $1.99 Acquired 2976431 Direct
2013-07-25 Common Stock F 108152 $5.52 Disposed 2868279 Direct
2013-07-25 Common Stock M 125000 $4.01 Acquired 2993279 Direct
2013-07-25 Common Stock F 90806 $5.52 Disposed 2902473 Direct
2013-07-25 Common Stock M 300000 $4.28 Acquired 3202473 Direct
2013-07-25 Common Stock F 232608 $5.52 Disposed 2969865 Direct
2013-07-25 Common Stock M 125000 $2.98 Acquired 3094865 Direct
2013-07-25 Common Stock F 67481 $5.52 Disposed 3027384 Direct
2013-07-25 Common Stock M 50289 $3.57 Disposed 3077673 Direct
2013-07-25 Common Stock F 32523 $5.52 Disposed 3045150 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-25 Stock Option (right to buy) $4.01 M 125000 Disposed 2013-08-12 Common Stock (125000) Direct
2013-07-25 Stock Option (right to buy) $3.18 M 400000 Disposed 2013-08-12 Common Stock (400000) Direct
2013-07-25 Stock Option (right to buy) $1.99 M 300000 Disposed 2013-08-12 Common Stock (300000) Direct
2013-07-25 Stock Option (right to buy) $4.28 M 300000 Disposed 2013-08-12 Common Stock (300000) Direct
2013-07-25 Stock Option (right to buy) $2.98 M 125000 Disposed 2013-08-12 Common Stock (125000) Direct
2013-07-25 Stock Option (right to buy) $3.57 M 50289 Disposed 2013-08-12 Common Stock (50289) Direct

Footnotes

F1: Represents the number of shares of common stock that the Reporting Person attested to the ownership thereof in accordance with the Issuer's 2000 Stock Option and Incentive Plan, as amended, in connection with the payment of the option exercise price. With respect to each option exercise, the Issuer delivered the net amount of the option shares to the Reporting Person and such attestation shares were not sold by the Reporting Person or delivered to the Issuer. Nevertheless, the SEC deems such exercise and related attestation to be a disposition of shares for purposes of Section 16(a) of the Securities Exchange Act of 1934."

F2: Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.