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HARVARD BIOSCIENCE INC Director's Dealing 2013

Nov 5, 2013

34975_dirs_2013-11-05_c97b23e7-f573-4cf6-8c91-a99a6ea8edc5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Harvard Apparatus Regenerative Technology, Inc. (HART)
CIK: 0001563665
Period of Report: 2013-11-01

Reporting Person: HARVARD BIOSCIENCE INC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-01 Common Stock J 8000000 Disposed 0 Direct

Footnotes

F1: Represents the contribution to the Issuer of 259,973 shares and the disposition of all of its remaining 7,740,027 shares of the Issuer's common stock as a dividend to its stockholders (on a pro-rata basis) in connection with its Spin-off of the Issuer pursuant to a certain Separation and Distribution Agreement, by and between the Reporting Person and the Issuer, dated as of October 31, 2013.