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HARVARD BIOSCIENCE INC — Director's Dealing 2012
Feb 10, 2012
34975_dirs_2012-02-10_5882b492-f164-4875-9b01-1ddb69523a95.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2011-12-31
Reporting Person: GRAZIANO CHANE (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-13 | Common Stock | G | 1000000 | — | Disposed | 2340878 | Direct |
| 2011-05-14 | Common Stock | G | 500000 | — | Disposed | 2340878 | Direct |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's immediate family. Purchase price is not applicable as this transaction was a bona fide gift.
F2: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's immediate family. Purchase price is not applicable as this transaction was a bona fide gift.
F3: Includes (a) a deferred stock award of 100,200 restricted stock units which vest in equal installments on Jan 1, 2012, Jan 1, 2013 and Jan 1, 2014; (b) a deferred stock award of 53,750 restricted stock units which vest in equal installments on Jan 1, 2012, Jan 1, 2013, Jan 1, 2014 and Jan 1, 2015; and (c) 2,186,928 shares of common stock held by Mr. Graziano.