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HARVARD BIOSCIENCE INC — Director's Dealing 2012
Jun 4, 2012
34975_dirs_2012-06-04_01901c70-9cf1-46e5-9810-34e921bf0338.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARVARD BIOSCIENCE INC (HBIO)
CIK: 0001123494
Period of Report: 2012-06-04
Reporting Person: GRAZIANO CHANE (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-01 | Common Stock | A | 105042 | — | Acquired | 2445920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-01 | Stock option (right to buy) | $3.57 | A | 201153 | Acquired | 2022-06-01 | Common Stock, par value $0.01 per share (201153) | Direct |
Footnotes
F1: Includes (a) a deferred stock award of 66,800 restricted stock units which vest in equal installments on Jan 1, 2013 and Jan 1, 2014; (b) a deferred stock award of 40,312 restricted stock units which vest in equal installments on Jan 1, 2013, Jan 1, 2014 and Jan 1, 2015; (c) a deferred stock award of 105,042 restricted stock units which vest in equal installments on Jan 1, 2013, Jan 1, 2014, Jan 1, 2015 and Jan 1, 2016; and (d) 2,233,766 shares of common stock held by Mr. Graziano.
F2: The options vest in four equal installments on the first four anniversaries on January 1, 2012.