Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HARTSHEAD RESOURCES NL Director's Dealing 2016

Apr 21, 2016

65052_rns_2016-04-21_c6233846-5533-4100-b454-1a24ce8d9194.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

**Name of entity ** Pura Vida Energy NL
ABN 11 150 624 169

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Jeff Dowling
Date of last notice 25 September 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Mr Jeffrey Phillip Dowling & Mrs Mary Anne
Dowling
Date of change 8 April 2016
No. of securities held prior to change Indirect
Starwood Holdings Pty Ltd ATF _Family Trust>

1,000,000 options exercisable at $0.91 each
on or before 13 January 2017
Mr Jeffrey Phillip Dowling & Mrs Mary Anne
Dowling
• 350,000 fully paid ordinary shares
Class Fully paid ordinary
Number acquired 116,667
Number disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
$3,150
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Indirect
Starwood Holdings Pty Ltd ATF _Family Trust>

1,000,000 options exercisable at $0.91 each
on or before 13 January 2017
Mr Jeffrey Phillip Dowling & Mrs Mary Anne
Dowling
• 466,667 fully paid ordinary shares
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
Entitlement
under
the
pro-rata
non-
renounceable rights issue announced on
22 February 2016

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which the
interest has changed
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated
valuation
N/A
Interest after change N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior
written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

**Name of entity ** Pura Vida Energy NL
ABN 11 150 624 169

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Ric Malcolm
Date of last notice 29 September 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Malcolm Family Superannuation Fund Pty Ltd
Date of change 8 April 2016
No. of securities held prior to change Indirect
Malcolm Family Superannuation Fund Pty Ltd


500,000 options exercisable at $0.91 each
on or before 13 January 2017
• 403,217 fully paid ordinary shares
Class Fully paid ordinary
Number acquired 134,406
Number disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
$3,629
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Indirect
Malcolm Family Superannuation Fund Pty Ltd


500,000 options exercisable at $0.91 each
on or before 13 January 2017
• 537,623 fully paid ordinary shares
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
Entitlement
under
the
pro-rata
non-
renounceable rights issue announced on
22 February 2016

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities to which interest
related prior to change
Note: Details are only required for a contract in relation to which the
interest has changed
N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated
valuation
N/A
Interest after change N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior
written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Pura Vida Energy NL
ABN 11 150 624 169

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Damon Neaves
Date of last notice 12 November 2015

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Ishtah Sfax Pty Ltd
Date of change 1 April 2016
No. of securities held prior to change Direct

4,156,562 fully paid ordinary shares

2,500,000 options exercisable at $0.40
each on or before 6 September 2016

1,906,356 performance rights

1,250,000 retention rights
Indirect

4,725,000 partly paid shares held by
Damon Neaves as trustee for the D A
Neaves Family Account

1,518,438 fully paid ordinary shares held
by Ishtah Sfax Pty Ltd A/C>
Class Fully Paid Ordinary Shares
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

Number acquired 646,366
Number disposed 646,366
Value/Consideration
Note: If consideration is non-cash, provide details and
estimated valuation
Nil
No. of securities held after change Direct

3,510,196 fully paid ordinary shares

2,500,000 options exercisable at $0.40
each on or before 6 September 2016

1,906,356 performance rights

1,250,000 retention rights
Indirect

4,725,000 partly paid shares held by
Damon Neaves as trustee for the D A
Neaves Family Account

2,164,804 fully paid ordinary shares held
by Ishtah Sfax Pty Ltd A/C>
Nature of change
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment
plan, participation in buy-back
Transfer of 646,366 fully paid ordinary shares
held directly to Ishtah Sfax Pty Ltd Sfax Fund A/C>. No change in beneficial
holder.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract N/A
Nature of interest N/A
Name of registered holder
(if issued securities)
N/A
Date of change N/A
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a
contract in relation to which the
interest has changed
N/A
Interest acquired N/A
Interest disposed N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

22/04/2016

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration
Note: If consideration is non-cash,
provide details and an estimated
valuation
N/A
Interest after change N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior
written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A
  • See chapter 19 for defined terms.

Appendix 3Y Page 3

22/04/2016