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HARTSHEAD RESOURCES NL — Director's Dealing 2016
Apr 21, 2016
65052_rns_2016-04-21_c6233846-5533-4100-b454-1a24ce8d9194.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| **Name of entity ** | Pura Vida Energy NL |
|---|---|
| ABN | 11 150 624 169 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Jeff Dowling |
|---|---|
| Date of last notice | 25 September 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Mr Jeffrey Phillip Dowling & Mrs Mary Anne Dowling |
|
| Date of change | 8 April 2016 | |
| No. of securities held prior to change | Indirect Starwood Holdings Pty Ltd ATF _Family Trust> • 1,000,000 options exercisable at $0.91 each on or before 13 January 2017 Mr Jeffrey Phillip Dowling & Mrs Mary Anne Dowling • 350,000 fully paid ordinary shares |
|
| Class | Fully paid ordinary | |
| Number acquired | 116,667 | |
| Number disposed | N/A | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$3,150 |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect Starwood Holdings Pty Ltd ATF _Family Trust> • 1,000,000 options exercisable at $0.91 each on or before 13 January 2017 Mr Jeffrey Phillip Dowling & Mrs Mary Anne Dowling • 466,667 fully paid ordinary shares |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Entitlement under the pro-rata non- renounceable rights issue announced on 22 February 2016 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| **Name of entity ** | Pura Vida Energy NL |
|---|---|
| ABN | 11 150 624 169 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ric Malcolm |
|---|---|
| Date of last notice | 29 September 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Malcolm Family Superannuation Fund Pty Ltd |
|
| Date of change | 8 April 2016 | |
| No. of securities held prior to change | Indirect Malcolm Family Superannuation Fund Pty Ltd • 500,000 options exercisable at $0.91 each on or before 13 January 2017 • 403,217 fully paid ordinary shares |
|
| Class | Fully paid ordinary | |
| Number acquired | 134,406 | |
| Number disposed | N/A | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$3,629 |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect Malcolm Family Superannuation Fund Pty Ltd • 500,000 options exercisable at $0.91 each on or before 13 January 2017 • 537,623 fully paid ordinary shares |
|
|---|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Entitlement under the pro-rata non- renounceable rights issue announced on 22 February 2016 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Pura Vida Energy NL |
|---|---|
| ABN | 11 150 624 169 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Damon Neaves |
|---|---|
| Date of last notice | 12 November 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Ishtah Sfax Pty Ltd | |
| Date of change | 1 April 2016 | |
| No. of securities held prior to change | Direct • 4,156,562 fully paid ordinary shares • 2,500,000 options exercisable at $0.40 each on or before 6 September 2016 • 1,906,356 performance rights • 1,250,000 retention rights Indirect • 4,725,000 partly paid shares held by Damon Neaves as trustee for the D A Neaves Family Account • 1,518,438 fully paid ordinary shares held by Ishtah Sfax Pty Ltd A/C> |
|
| Class | Fully Paid Ordinary Shares |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 646,366 | |
|---|---|---|
| Number disposed | 646,366 | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |
| No. of securities held after change | Direct • 3,510,196 fully paid ordinary shares • 2,500,000 options exercisable at $0.40 each on or before 6 September 2016 • 1,906,356 performance rights • 1,250,000 retention rights Indirect • 4,725,000 partly paid shares held by Damon Neaves as trustee for the D A Neaves Family Account • 2,164,804 fully paid ordinary shares held by Ishtah Sfax Pty Ltd A/C> |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Transfer of 646,366 fully paid ordinary shares held directly to Ishtah Sfax Pty Ltd Sfax Fund A/C>. No change in beneficial holder. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
|---|---|
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 3
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