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HARTFORD INSURANCE GROUP, INC. — Director's Dealing 2020
Feb 11, 2020
30085_dirs_2020-02-11_131cab40-7cc5-40a8-8a41-6d0116ed15b2.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)
CIK: 0000874766
Period of Report: 2019-12-31
Reporting Person: Swift Christopher (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-12 | Common Stock | G | 18200.0000 | $0.0000 | Disposed | 164238.7800 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3750.0000 | Indirect |
| Common Stock | 24850.0000 | Indirect |
| Common Stock | 44200.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $20.6300 | 2022-02-28 | Common Stock (148448.0000) | 148448.0000 | Direct |
| Stock Option | $24.1500 | 2023-03-05 | Common Stock (141388.0000) | 141388.0000 | Direct |
| Stock Option | $35.8300 | 2024-03-04 | Common Stock (103872.0000) | 103872.0000 | Direct |
| Stock Option | $41.2500 | 2025-03-03 | Common Stock (301887.0000) | 301887.0000 | Direct |
| Stock Option | $43.5900 | 2026-03-01 | Common Stock (294481.0000) | 294481.0000 | Direct |
| Stock Option | $48.8900 | 2027-02-28 | Common Stock (302908.0000) | 302908.0000 | Direct |
| Stock Option | $49.0100 | 2029-02-26 | Common Stock (352263.0000) | 352263.0000 | Direct |
| Stock Option | $53.8100 | 2028-02-27 | Common Stock (284819.0000) | 284819.0000 | Direct |
Footnotes
F1: This transaction involved a gift to a charitable institution.
F2: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
F3: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F4: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F5: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F6: The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F7: One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
F8: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F9: One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.