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HARTFORD INSURANCE GROUP, INC. — Director's Dealing 2019
Jan 11, 2019
30085_dirs_2019-01-11_b8d3bf7a-ff4a-4244-a068-789251efa4f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTFORD FINANCIAL SERVICES GROUP INC/DE (HIG)
CIK: 0000874766
Period of Report: 2019-01-10
Reporting Person: Swift Christopher (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-10 | Common Stock | P | 11423.0000 | $43.7300 | Acquired | 135388.7800 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3750.0000 | Indirect |
| Common Stock | 24850.0000 | Indirect |
| Common Stock | 44200.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $20.6300 | 2022-02-28 | Common Stock (148448.0000) | 148448.0000 | Direct |
| Stock Option | $24.1500 | 2023-03-05 | Common Stock (141388.0000) | 141388.0000 | Direct |
| Stock Option | $28.9100 | 2021-03-01 | Common Stock (92937.0000) | 92937.0000 | Direct |
| Stock Option | $35.8300 | 2024-03-04 | Common Stock (103872.0000) | 103872.0000 | Direct |
| Stock Option | $41.2500 | 2025-03-03 | Common Stock (301887.0000) | 301887.0000 | Direct |
| Stock Option | $43.5900 | 2026-03-01 | Common Stock (294481.0000) | 294481.0000 | Direct |
| Stock Option | $48.8900 | 2027-02-28 | Common Stock (302908.0000) | 302908.0000 | Direct |
| Stock Option | $53.8100 | 2028-02-27 | Common Stock (284819.0000) | 284819.0000 | Direct |
Footnotes
F1: The purchase reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 10, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
F3: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F4: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
F5: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7: One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
F8: One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
F9: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.