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HARTE HANKS INC — Director's Dealing 2022
Jun 14, 2022
34832_dirs_2022-06-14_dcf3bb67-abb3-42ba-964e-b14a1608b23e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTE HANKS INC (HHS)
CIK: 0000045919
Period of Report: 2022-06-13
Reporting Person: KEARNES LAURILEE (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-13 | Common Stock | M | 13158 | — | Acquired | 109821 | Direct |
| 2022-06-13 | Common Stock | F | 5178 | $10.84 | Disposed | 104643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-13 | Performance-based Stock Units | $ | M | 13158 | Disposed | Common Stock (13158) | Direct |
Footnotes
F1: Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.
F2: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Performance-based Stock Units.
F3: On September 6, 2019, the reporting person was granted 13,158 Performance-based Stock Units, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $8.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.