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HARTE HANKS INC — Director's Dealing 2021
Mar 5, 2021
34832_dirs_2021-03-05_db856d85-3586-42ed-9638-1f21f809a234.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HARTE HANKS INC (HRTH)
CIK: 0000045919
Period of Report: 2020-08-08
Reporting Person: KEARNES LAURILEE (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-08 | Common Stock | A | 65000 | — | Acquired | 105474 | Direct |
| 2020-09-06 | Common Stock | M | 4386 | — | Acquired | 105474 | Direct |
| 2020-09-06 | Common Stock | F | 1068 | $1.75 | Disposed | 104406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-06 | Restricted Stock Units | $ | M | 4386 | Disposed | Common Stock (4386) | Direct |
Footnotes
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.
F3: On September 6, 2019, the reporting person was granted 13,158 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
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