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HARTE HANKS INC — Director's Dealing 2021
Jun 25, 2021
34832_dirs_2021-06-25_d1e5e24d-120e-44e1-a56b-a47a5c4f6188.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTE HANKS INC (HRTH)
CIK: 0000045919
Period of Report: 2021-06-23
Reporting Person: Linscott Brian (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-23 | Common Stock - Restricted Stock Units | A | 50000 | — | Acquired | 161904 | Direct |
| 2021-06-23 | Common Stock - Restricted Stock Units | A | 50000 | — | Acquired | 211904 | Direct |
| 2021-06-23 | Common Stock - Performance-based Stock Units | A | 50000 | — | Acquired | 261904 | Direct |
| 2021-06-23 | Common Stock - Performance-based Stock Units | A | 25000 | — | Acquired | 286904 | Direct |
Footnotes
F1: Restricted stock unit ("RSU") and Performance Stock Units ("PSU") represent a contingent right to receive one share of Harte Hanks, Inc.'s (the "Company") common stock upon vesting. The RSUs and PSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan.
F2: These RSUs vest ratably over three years, subject to Mr. Linscott's continued employment.
F3: These RSUs vested on the date of grant.
F4: These PSUs will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $12.00 and remains at or above such price for a consecutive 30-day period, subject to Mr. Linscott's employment on the applicable vesting date.
F5: These PSUs will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $18.00 and remains at or above such price for a consecutive 30-day period, subject to Mr. Linscott's employment on the applicable vesting date.