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HARTE HANKS INC Director's Dealing 2021

Jun 25, 2021

34832_dirs_2021-06-25_d1e5e24d-120e-44e1-a56b-a47a5c4f6188.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARTE HANKS INC (HRTH)
CIK: 0000045919
Period of Report: 2021-06-23

Reporting Person: Linscott Brian (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-23 Common Stock - Restricted Stock Units A 50000 Acquired 161904 Direct
2021-06-23 Common Stock - Restricted Stock Units A 50000 Acquired 211904 Direct
2021-06-23 Common Stock - Performance-based Stock Units A 50000 Acquired 261904 Direct
2021-06-23 Common Stock - Performance-based Stock Units A 25000 Acquired 286904 Direct

Footnotes

F1: Restricted stock unit ("RSU") and Performance Stock Units ("PSU") represent a contingent right to receive one share of Harte Hanks, Inc.'s (the "Company") common stock upon vesting. The RSUs and PSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan.

F2: These RSUs vest ratably over three years, subject to Mr. Linscott's continued employment.

F3: These RSUs vested on the date of grant.

F4: These PSUs will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $12.00 and remains at or above such price for a consecutive 30-day period, subject to Mr. Linscott's employment on the applicable vesting date.

F5: These PSUs will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $18.00 and remains at or above such price for a consecutive 30-day period, subject to Mr. Linscott's employment on the applicable vesting date.