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HARTE HANKS INC — Director's Dealing 2020
Sep 2, 2020
34832_dirs_2020-09-01_39dcb28a-0547-48d6-a941-e93a9a18d8b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTE HANKS INC (HRTH)
CIK: 0000045919
Period of Report: 2020-03-21
Reporting Person: Tobia Alfred Victor Jr. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-21 | Common Stock | M | 23136 | — | Acquired | 38782 | Direct |
| 2020-07-27 | Common Stock | M | 2278 | — | Acquired | 53614 | Direct |
| 2020-08-08 | Common Stock | A | 18000 | — | Acquired | 76020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-21 | Restricted Stock Units | $ | M | 23136 | Disposed | Common Stock (23136) | Direct | |
| 2020-07-27 | Restricted Stock Units | $ | M | 2278 | Disposed | Common Stock (2278) | Direct |
Footnotes
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant.
F3: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.
F4: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.