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HARTE HANKS INC — Director's Dealing 2020
Sep 2, 2020
34832_dirs_2020-09-01_ffd44b4f-22ae-4d5b-a392-4d9569502dcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTE HANKS INC (HRTH)
CIK: 0000045919
Period of Report: 2020-03-21
Reporting Person: KEATING MELVIN L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-21 | Common Stock | M | 23136 | — | Acquired | 31992 | Direct |
| 2020-07-22 | Common Stock | M | 6684 | — | Acquired | 38676 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-21 | Restricted Stock Units | $ | M | 23136 | Disposed | Common Stock (23136) | Direct | |
| 2020-07-22 | Restricted Stock Units | $ | M | 6684 | Disposed | Common Stock (6684) | Direct |
Footnotes
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.
F3: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On August 3, 2017, the reporting person was granted 6,382 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. We accelerated the vesting of these two awards in connection with the reporting person's departure from the Board.