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HARTE HANKS INC — Director's Dealing 2019
Aug 23, 2019
34832_dirs_2019-08-23_3fd2d32a-e57c-4e5f-856a-167f7b727174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARTE HANKS INC (HHS)
CIK: 0000045919
Period of Report: 2019-08-21
Reporting Person: Tobia Alfred Victor Jr. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-21 | Common Stock, $1.00 par value | P | 17142 | $2.94 | Acquired | 93053 | Indirect |
| 2019-08-21 | Common Stock, $1.00 par value | P | 6714 | $2.94 | Acquired | 36447 | Indirect |
| 2019-08-21 | Common Stock, $1.00 par value | P | 8284 | $2.94 | Acquired | 44969 | Indirect |
| 2019-08-21 | Common Stock, $1.00 par value | P | 2862 | $2.94 | Acquired | 15531 | Indirect |
Footnotes
F1: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
F2: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
F3: Shares of common stock held in an account for which Sidus Management serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.