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HARTE HANKS INC — Director's Dealing 2013
Jan 30, 2013
34832_dirs_2013-01-30_e935891e-f3f0-48aa-b468-73852df1f264.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARTE HANKS INC (HHS)
CIK: 0000045919
Period of Report: 2013-01-29
Reporting Person: Dames Brian J (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17220 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $26.07 | 2017-07-30 | Common Stock (3000) | Direct | |
| Stock option (right to buy) | $15.90 | 2018-02-05 | Common Stock (5000) | Direct | |
| Stock option (right to buy) | $6.04 | 2019-02-05 | Common Stock (10000) | Direct | |
| Stock option (right to buy) | $11.90 | 2020-02-05 | Common Stock (20000) | Direct | |
| Stock option (right to buy) | $12.31 | 2021-02-05 | Common Stock (5000) | Direct | |
| Stock option (right to buy) | $8.14 | 2021-08-30 | Common Stock (30000) | Direct | |
| Stock option (right to buy) | $9.91 | 2022-02-05 | Common Stock (20000) | Direct | |
| Stock option (right to buy) | $7.25 | 2022-09-18 | Common Stock (60000) | Direct |
Footnotes
F1: 16,000 of such shares are subject to vesting, and vest as follows: 7,333 shares on 2/5/2013, 5,333 shares on 2/5/2014 and 3,334 on 2/5/2015.
F2: 3,750 shares are currently vested and exercisable, and 1,250 shares vest and become exercisable on 2/5/2013.
F3: 5,000 shares are currently vested and exercisable, and 2,500 shares vest and become exercisable on each of 2/5/2013 and 2/5/2014.
F4: 5,000 shares are currently vested and exercisable, and 5,000 shares vest and become exercisable on each of 2/5/2013, 2/5/2014 and 2/5/2015.
F5: 1,250 shares are currently vested and exercisable, and 1,250 shares vest and become exercisable on each of 2/5/2013, 2/5/2014 and 2/5/2015.
F6: 7,500 shares are currently vested and exercisable, and 7,500 shares vest and become exercisable on each of 8/30/2013, 8/30/2014 and 8/30/2015.
F7: 5,000 shares vest and become exercisable on each of 2/5/2013, 2/5/2014, 2/5/2015 and 2/5/2016.
F8: 15,000 shares vest and become exercisable on each of 9/18/2013, 9/18/2014, 9/18/2015 and 9/18/2016.