AI assistant
HARTE HANKS INC — Director's Dealing 2012
Jan 26, 2012
34832_dirs_2012-01-26_983020e4-c2ba-4e9d-96ba-f17640ccb6d6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARTE HANKS INC (HHS)
CIK: 0000045919
Period of Report: 2012-01-25
Reporting Person: Paulsin Michael P (Sr. VP and President, Shoppers)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15039 | Direct |
| Common Stock | 3504 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $19.85 | 2012-09-03 | Common Stock (12500) | Direct | |
| Stock option (right to buy) | $22.03 | 2014-02-02 | Common Stock (25000) | Direct | |
| Stock option (right to buy) | $25.63 | 2015-01-27 | Common Stock (20000) | Direct | |
| Stock option (right to buy) | $26.31 | 2015-09-21 | Common Stock (5000) | Direct | |
| Stock option (right to buy) | $25.80 | 2016-01-25 | Common Stock (10000) | Direct | |
| Stock option (right to buy) | $26.07 | 2017-02-05 | Common Stock (20000) | Direct | |
| Stock option (right to buy) | $15.90 | 2018-02-05 | Common Stock (25000) | Direct | |
| Stock option (right to buy) | $6.04 | 2019-02-05 | Common Stock (70000) | Direct | |
| Stock option (right to buy) | $11.90 | 2020-02-05 | Common Stock (55000) | Direct | |
| Stock option (right to buy) | $12.31 | 2021-02-05 | Common Stock (4000) | Direct |
Footnotes
F1: 9,000 of such shares are subject to vesting, and vest as follows: 2,333 shares on 2/5/2012, 4,333 shares on 2/5/2013 and 2,334 shares on 2/5/2014.
F2: 15,000 shares are currently vested and exercisable, and 5,000 shares vest and become exercisable on 2/5/2012.
F3: 12,500 shares are currently vested and exercisable, and 6,250 shares vest and become exercisable on each of 2/5/2012 and 2/5/2013.
F4: 17,500 shares are currently vested and exercisable, and 17,500 shares vest and become exercisable on each of 2/5/2012, 2/5/2013 and 2/5/2014.
F5: 13,750 shares vest and become exercisable on each of 2/5/2012, 2/5/2013, 2/5/2014 and 2/5/2015.
F6: 1,000 shares vest and become exercisable on each of 2/5/2012, 2/5/2013, 2/5/2014 and 2/5/2015.