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HARROW, INC. — Director's Dealing 2025
Dec 17, 2025
31774_dirs_2025-12-16_8bef5dbe-412a-451b-89db-bcd5fec3e436.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARROW, INC. (HROW)
CIK: 0001360214
Period of Report: 2025-12-12
Reporting Person: BAUM MARK L (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-12 | Common Stock | M | 180000 | $3.95 | Acquired | 3066124 | Direct |
| 2025-12-12 | Common Stock | F | 79994 | $47.06 | Disposed | 2986130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-12-12 | Stock Option (Right to Buy) | $3.95 | M | 180000 | Disposed | 2026-04-01 | Common Stock (180000) | Direct |
Footnotes
F1: Represents stock options granted to Mr. Baum on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 79,994 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.
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