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HARROW, INC. — Director's Dealing 2023
Nov 15, 2023
31774_dirs_2023-11-14_5a3890d9-de76-4db2-977b-96cda0add38f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARROW, INC. (HROW)
CIK: 0001360214
Period of Report: 2023-11-10
Reporting Person: SAHAREK JOHN P. (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-10 | Common Stock | M | 20000 | — | Acquired | 242197 | Direct |
| 2023-11-10 | Common Stock | F | 9778 | $12.83 | Disposed | 232419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-10 | Stock Option (Right to Buy) | $4.16 | M | 20000 | Disposed | 2023-11-12 | Common Stock (20000) | Direct |
Footnotes
F1: Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.
F2: The stock option was granted on November 12, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period following its grant date. The stock option had an expiration date of November 12, 2023.
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