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HARROW, INC. Director's Dealing 2023

Nov 15, 2023

31774_dirs_2023-11-14_5a3890d9-de76-4db2-977b-96cda0add38f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARROW, INC. (HROW)
CIK: 0001360214
Period of Report: 2023-11-10

Reporting Person: SAHAREK JOHN P. (Chief Commercial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-10 Common Stock M 20000 Acquired 242197 Direct
2023-11-10 Common Stock F 9778 $12.83 Disposed 232419 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-10 Stock Option (Right to Buy) $4.16 M 20000 Disposed 2023-11-12 Common Stock (20000) Direct

Footnotes

F1: Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

F2: The stock option was granted on November 12, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period following its grant date. The stock option had an expiration date of November 12, 2023.