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HARROW, INC. — Director's Dealing 2020
Jan 7, 2020
31774_dirs_2020-01-06_b4061984-0225-4744-9ec5-8e7ae51e081a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2020-01-02
Reporting Person: BAUM MARK L (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Option - Right to Buy | $7.30 | A | 217500 | Acquired | 2030-01-02 | Common Stock (217500) | Direct |
| 2020-01-02 | Restricted Stock Unit | $0 | A | 88000 | Acquired | 2023-01-02 | Common Stock (88000) | Direct |
Footnotes
F1: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period.
F2: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.
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