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HARROW, INC. Director's Dealing 2020

Jun 5, 2020

31774_dirs_2020-06-04_ac2fc1a2-7162-4841-a46d-be066866ca39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2020-06-02

Reporting Person: Opaleye Management Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-02 Common Stock, par value $0.0001 per share P 19400 $5.6876 Acquired 2519400 Indirect
2020-06-03 Common Stock, par value $0.0001 per share P 20600 $5.7431 Acquired 2540000 Indirect
2020-06-04 Common Stock, par value $0.0001 per share P 10000 $5.7861 Acquired 2550000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.0001 per share 125000 Indirect

Footnotes

F1: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.6876. The range of purchase prices on the transaction date was $5.4873 to $5.757 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2: Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.

F3: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7431. The range of purchase prices on the transaction date was $5.70 to $5.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.7861. The range of purchase prices on the transaction date was $5.6475 to $5.90 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F5: Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.