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HARROW, INC. — Director's Dealing 2020
Jun 9, 2020
31774_dirs_2020-06-08_1a55ab56-eadb-4d17-86d7-5e9ad7977466.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2020-06-04
Reporting Person: BAUM MARK L (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-04 | Employee Stock Option - Right to Buy | $7.87 | D | 600000 | Disposed | 2020-07-31 | Common Stock (600000) | Direct |
| 2020-06-04 | Employee Stock Option - Right to Buy | $7.87 | A | 600000 | Acquired | 2025-07-31 | Common Stock (600000) | Direct |
Footnotes
F1: The two reported transactions involve an amendment of an outstanding option to extend the term of the option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2015. The option provides for vesting in five installments based on the satisfaction of certain stock-price based performance targets during the term of such option.
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