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HARROW, INC. Director's Dealing 2020

Jun 9, 2020

31774_dirs_2020-06-08_1a55ab56-eadb-4d17-86d7-5e9ad7977466.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2020-06-04

Reporting Person: BAUM MARK L (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-04 Employee Stock Option - Right to Buy $7.87 D 600000 Disposed 2020-07-31 Common Stock (600000) Direct
2020-06-04 Employee Stock Option - Right to Buy $7.87 A 600000 Acquired 2025-07-31 Common Stock (600000) Direct

Footnotes

F1: The two reported transactions involve an amendment of an outstanding option to extend the term of the option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2015. The option provides for vesting in five installments based on the satisfaction of certain stock-price based performance targets during the term of such option.