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HARROW, INC. — Director's Dealing 2020
Oct 1, 2020
31774_dirs_2020-09-30_97011f3e-1fff-4e04-8675-55414ce7d65c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2020-09-28
Reporting Person: Principi Anthony (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-28 | COMMON STOCK | M | 93798 | — | Acquired | 93798 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-28 | RSU | $0 | M | 17006 | Disposed | Common Stock (17006) | Direct | |
| 2020-09-28 | RSU | $0 | M | 9715 | Disposed | Common Stock (9715) | Direct | |
| 2020-09-28 | RSU | $0 | M | 34091 | Disposed | Common Stock (34091) | Direct | |
| 2020-09-28 | RSU | $0 | M | 15723 | Disposed | Common Stock (15723) | Direct | |
| 2020-09-28 | RSU | $0 | M | 12690 | Disposed | Common Stock (12690) | Direct | |
| 2020-09-28 | RSU | $0 | M | 4573 | Disposed | Common Stock (4573) | Direct |
Footnotes
F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors.
F2: The Restricted Stock Units were received as a compensatory award for no consideration.
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