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HARROW, INC. Director's Dealing 2019

Nov 25, 2019

31774_dirs_2019-11-25_9de1f3e6-3a10-4e3f-ab56-e71f79f92c1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2019-11-22

Reporting Person: BAUM MARK L (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-22 Common Stock X 156000 $1.79 Acquired 598126 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-22 Purchase Warrant $1.79 X 156000 Disposed 2019-12-23 Common Stock (156000) Direct

Footnotes

F1: Total number of shares beneficially held by the Four Tree Trust dated June 3, 2019 (the "Four Tree Trust"), a trust through which Mr. Baum has voting and investment control over the securities. Mr. Baum, individually, and the Beadore Trust dated March 20, 2015 (the "Beadore Trust") assigned 442,126 shares of the Company's common stock to the Four Tree Trust.

F2: On November 22, 2019, the Beadore Trust assigned the Purchase Warrants to the Four Tree Trust.