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HARROW, INC. — Director's Dealing 2019
Nov 25, 2019
31774_dirs_2019-11-25_9de1f3e6-3a10-4e3f-ab56-e71f79f92c1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARROW HEALTH, INC. (HROW)
CIK: 0001360214
Period of Report: 2019-11-22
Reporting Person: BAUM MARK L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-22 | Common Stock | X | 156000 | $1.79 | Acquired | 598126 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-22 | Purchase Warrant | $1.79 | X | 156000 | Disposed | 2019-12-23 | Common Stock (156000) | Direct |
Footnotes
F1: Total number of shares beneficially held by the Four Tree Trust dated June 3, 2019 (the "Four Tree Trust"), a trust through which Mr. Baum has voting and investment control over the securities. Mr. Baum, individually, and the Beadore Trust dated March 20, 2015 (the "Beadore Trust") assigned 442,126 shares of the Company's common stock to the Four Tree Trust.
F2: On November 22, 2019, the Beadore Trust assigned the Purchase Warrants to the Four Tree Trust.
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