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HARROW, INC. — Director's Dealing 2017
May 1, 2017
31774_dirs_2017-05-01_df066be5-b7e9-4c73-ad2f-3a97bbcd43b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2017-04-27
Reporting Person: LINDSTROM RICHARD L MD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | X | 100000 | $1.79 | Acquired | 100000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-27 | Purchase Warrant | $1.79 | G | 100000 | Disposed | 2019-12-27 | Common Stock (100000) | Direct |
| 2017-04-27 | Purchase Warrant | $1.79 | G | 100000 | Acquired | 2019-12-27 | Common Stock (100000) | Indirect |
| 2017-04-27 | Purchase Warrant | $1.79 | X | 100000 | Disposed | 2019-12-27 | Common Stock (100000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Direct |
Footnotes
F1: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner.
F2: The non-exercisable period for the Purchase Warrant was waived by the Company in exchange for cash exercise, the original date the warrant became exercisable was June 27, 2017.
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