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HARROW, INC. — Director's Dealing 2016
Feb 3, 2016
31774_dirs_2016-02-03_952553a2-d50e-4055-80e2-c13429924345.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2016-02-01
Reporting Person: BOLL ANDREW R. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-01 | Common Stock | M | 15000 | $3.68 | Acquired | 202500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | Stock Option (Right to Buy) | $3.68 | M | 15000 | Disposed | 2016-02-01 | Common Stock (15000) | Direct |
Footnotes
F1: The stock option is fully exercisable.
F2: The stock option was granted on February 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3-year period, with 1/36th of the total number of shares subject to the stock option vesting each monthly period following its grant date.
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