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HARROW, INC. — Director's Dealing 2015
Apr 28, 2015
31774_dirs_2015-04-27_4a9f6a95-57ab-4834-a73e-e2762425b4cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2015-04-23
Reporting Person: Kammer Robert J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-23 | Common Stock | M | 15282 | $5.925 | Acquired | 988546 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-23 | Warrant (Right to Buy) | $5.925 | M | 15282 | Disposed | 2015-04-25 | Common Stock (15282) | Direct |
Footnotes
F1: The original warrant, for 48,261 shares of the Issuer's common stock, was issued on April 25, 2012 to DermaStar International, LLC ("DermaStar"), which was dissolved in July 2012. As a member of DermaStar at the time of its dissolution, the portion of the warrant granting the right to acquire 15,282 shares of the Issuer's common stock was distributed by DermaStar to Dr. Kammer on July 12, 2012. The warrant is fully exercisable.
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