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HARROW, INC. Director's Dealing 2014

Oct 3, 2014

31774_dirs_2014-10-02_b712264d-fe70-4c39-9b42-f877b2ecd542.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2014-09-30

Reporting Person: Kammer Robert J (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-30 Common Stock M 25000 $4.50 Acquired 969979 Direct
2014-09-30 Common Stock F 15162 $7.42 Disposed 954817 Direct
2014-09-30 Common Stock M 46875 $4.50 Acquired 1001692 Direct
2014-09-30 Common Stock F 28428 $7.42 Disposed 973264 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-30 Stock Option (Right to Buy) $4.50 M 25000 Disposed 2014-09-30 Common Stock (25000) Direct
2014-09-30 Stock Option (Right to Buy) $4.50 M 46875 Disposed 2014-09-30 Common Stock (46875) Direct

Footnotes

F1: All stock options are fully exercisable.

F2: The stock option was granted on April 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the option became exercisable over a 1 year period, with 6,250 such shares becoming exercisable on each of June 30, 2012, September 30, 2012, December 31, 2012 and March 31, 2013.

F3: The stock option was granted on April 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 2 year period, with 15,000 such shares becoming exercisable immediately upon issuance and an additional 1,875 such shares becoming exercisable monthly for the next twenty four months thereafter.

F4: On September 30, 2013 the expiration date of the option was amended to be September 30, 2014 rather than March 31, 2017.