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HARROW, INC. — Director's Dealing 2014
Oct 3, 2014
31774_dirs_2014-10-02_b712264d-fe70-4c39-9b42-f877b2ecd542.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Imprimis Pharmaceuticals, Inc. (IMMY)
CIK: 0001360214
Period of Report: 2014-09-30
Reporting Person: Kammer Robert J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-30 | Common Stock | M | 25000 | $4.50 | Acquired | 969979 | Direct |
| 2014-09-30 | Common Stock | F | 15162 | $7.42 | Disposed | 954817 | Direct |
| 2014-09-30 | Common Stock | M | 46875 | $4.50 | Acquired | 1001692 | Direct |
| 2014-09-30 | Common Stock | F | 28428 | $7.42 | Disposed | 973264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-30 | Stock Option (Right to Buy) | $4.50 | M | 25000 | Disposed | 2014-09-30 | Common Stock (25000) | Direct |
| 2014-09-30 | Stock Option (Right to Buy) | $4.50 | M | 46875 | Disposed | 2014-09-30 | Common Stock (46875) | Direct |
Footnotes
F1: All stock options are fully exercisable.
F2: The stock option was granted on April 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the option became exercisable over a 1 year period, with 6,250 such shares becoming exercisable on each of June 30, 2012, September 30, 2012, December 31, 2012 and March 31, 2013.
F3: The stock option was granted on April 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 2 year period, with 15,000 such shares becoming exercisable immediately upon issuance and an additional 1,875 such shares becoming exercisable monthly for the next twenty four months thereafter.
F4: On September 30, 2013 the expiration date of the option was amended to be September 30, 2014 rather than March 31, 2017.